LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GLDG
5851
GoldMining Inc
GLDG
$179M
| $22.8K | ﹤0.01% |
19,149
+6,300
| +49% | +$9.45K |
|
5852
TScan Therapeutics
TCRX
$51.9M
| $22.7K | ﹤0.01% |
22,500
| – | – |
|
5853
Microvision
MVIS
$88.2M
| $22.6K | ﹤0.01% |
35,181
-89,175
| -72% | -$68K |
|
5854
Metagenomi Therapeutics
MGX
$45.6M
| $22.6K | ﹤0.01% |
16,834
+5,537
| +49% | +$8.6K |
|
5855
Citius Pharmaceuticals
CTXR
$14.3M
| $22.5K | ﹤0.01% |
25,045
-22
| -0.1% | -$18 |
|
5856
Protalix BioTherapeutics
PLX
$191M
| $22.3K | ﹤0.01% |
10,291
| – | – |
|
|
DFNS
5857
T3 Defense Inc
DFNS
$4.4M
| $22.3K | ﹤0.01% |
248
+9
| +4% | +$2.44K |
|
5858
AEye
LIDR
$52.3M
| $22.1K | ﹤0.01% |
+12,227
| New | +$22.3K |
|
|
NOTV
5859
DELISTED
Inotiv
NOTV
| $20.9K | ﹤0.01% |
76,762
+60,186
| +363% | +$24.8K |
|
5860
Beyond Meat
BYND
$288M
| $20.8K | ﹤0.01% |
29,637
+12,645
| +74% | +$10.1K |
|
5861
Stereotaxis
STXS
$129M
| $20.1K | ﹤0.01% |
10,900
-76,459
| -88% | -$168K |
|
|
FMST
5862
Foremost Lithium Resource & Technology
FMST
$27.2M
| $19.7K | ﹤0.01% |
11,194
-19,000
| -63% | -$40.8K |
|
5863
Sundial Growers
SNDL
$325M
| $19.6K | ﹤0.01% |
14,819
-10,461
| -41% | -$16K |
|
5864
Ebang International Holdings
EBON
$12.7M
| $19.2K | ﹤0.01% |
11,176
-326
| -3% | -$891 |
|
5865
Envoy Medical
COCH
$51M
| $18.9K | ﹤0.01% |
28,401
| – | – |
|
5866
Solitario Resources
XPL
$68.1M
| $18.6K | ﹤0.01% |
+22,650
| New | +$17.5K |
|
|
CISO
5867
CISO Global
CISO
$11.8M
| $18.3K | ﹤0.01% |
53,010
| – | – |
|
|
WPRT
5868
Westport Fuel Systems
WPRT
$36.5M
| $18.2K | ﹤0.01% |
10,026
-47
| -0.5% | -$94 |
|
5869
Wheels Up
UP
$220M
| $18.2K | ﹤0.01% |
+1,763
| New | +$23K |
|
5870
CALL
Fate Therapeutics
FATE
$281M
| $18K | ﹤0.01% |
15,000
-10,000
| -40% | -$12.2K |
|
5871
Conduent
CNDT
$230M
| $17.4K | ﹤0.01% |
13,627
+1,095
| +9% | +$1.67K |
|
5872
Quantum-Si Incorporated
QSI
$168M
| $17.4K | ﹤0.01% |
22,467
-2,750
| -11% | -$2.85K |
|
5873
Barnwell Industries
BRN
$15.4M
| $17.3K | ﹤0.01% |
16,000
| – | – |
|
5874
DocGo
DCGO
$58.9M
| $17K | ﹤0.01% |
27,000
| – | – |
|
5875
ESS Tech
GWH
$22.1M
| $16.9K | ﹤0.01% |
14,429
+192
| +1% | +$296 |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.