LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PTN
4776
Palatin Technologies
PTN
$13.7M
| $167K | ﹤0.01% |
3,728
| – | – |
|
4777
Custom Truck One Source
CTOS
$2.31B
| $166K | ﹤0.01% |
48,051
+569
| +1% | +$2.39K |
|
4778
GoodRx Holdings
GDRX
$1.04B
| $166K | ﹤0.01% |
23,884
+4,762
| +25% | +$37.4K |
|
4779
FinWise Bancorp
FINW
$188M
| $165K | ﹤0.01% |
10,595
| – | – |
|
4780
Ramaco Resources Class A
METC
$599M
| $165K | ﹤0.01% |
14,538
+63
| +0.4% | +$751 |
|
|
MRCC
4781
DELISTED
Monroe Capital Corp
MRCC
| $164K | ﹤0.01% |
20,266
-6,162
| -23% | -$47.4K |
|
4782
Investcorp Credit Management BDC
ICMB
$11.1M
| $163K | ﹤0.01% |
52,235
-5,915
| -10% | -$19.2K |
|
|
SACH
4783
Sachem Capital Corp
SACH
$39.1M
| $163K | ﹤0.01% |
64,862
-15,994
| -20% | -$40.4K |
|
|
MTLS
4784
Materialise
MTLS
$368M
| $162K | ﹤0.01% |
+29,643
| New | +$158K |
|
4785
Petco
WOOF
$797M
| $162K | ﹤0.01% |
35,536
+6,761
| +23% | +$23K |
|
4786
Healthcare Services Group
HCSG
$1.6B
| $161K | ﹤0.01% |
14,457
-2,017
| -12% | -$22.1K |
|
4787
Xeris Biopharma Holdings
XERS
$1.39B
| $160K | ﹤0.01% |
56,227
-18,450
| -25% | -$47.4K |
|
|
PIM
4788
Franklin Master Intermediate Income Trust
PIM
$150M
| $159K | ﹤0.01% |
46,829
-750
| -2% | -$2.49K |
|
4789
NGL Energy Partners
NGL
$2.05B
| $159K | ﹤0.01% |
35,240
-27,500
| -44% | -$123K |
|
4790
IAMGOLD
IAG
$8.2B
| $158K | ﹤0.01% |
30,287
+3,368
| +13% | +$15.5K |
|
4791
WhiteHorse Finance
WHF
$137M
| $158K | ﹤0.01% |
13,687
-37,495
| -73% | -$446K |
|
|
SWZ
4792
Swiss Helvetia Fund
SWZ
$76.5M
| $158K | ﹤0.01% |
17,686
+4,160
| +31% | +$35.8K |
|
4793
Genworth Financial
GNW
$3.76B
| $158K | ﹤0.01% |
23,028
+7,897
| +52% | +$52K |
|
|
PCM
4794
PCM Fund
PCM
$69.3M
| $157K | ﹤0.01% |
19,668
-2,961
| -13% | -$22.9K |
|
|
TE
4795
T1 Energy
TE
$1.16B
| $156K | ﹤0.01% |
160,357
-3,200
| -2% | -$4.37K |
|
4796
Opko Health
OPK
$985M
| $155K | ﹤0.01% |
104,191
+76,301
| +274% | +$113K |
|
4797
SunCoke Energy
SXC
$720M
| $154K | ﹤0.01% |
17,751
-3,092
| -15% | -$28.6K |
|
|
KEEL
4798
Keel Infrastructure Corp
KEEL
$2.4B
| $153K | ﹤0.01% |
72,662
-14,767
| -17% | -$34.2K |
|
4799
Sasol
SSL
$7.5B
| $153K | ﹤0.01% |
22,670
-1,950
| -8% | -$14.5K |
|
|
OKLO
4800
Oklo
OKLO
$6.76B
| $153K | ﹤0.01% |
+18,908
| New | +$142K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.