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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAA icon
451
PGIM AAA CLO ETF
PAAA
$11B
$85.4M 0.03%
1,667,855
+700,745
+72% +$35.9M
VIGI icon
452
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$84.1M 0.03%
1,051,869
+44,671
+4% +$3.75M
PSX icon
453
Phillips 66
PSX
$82.9B
$83.7M 0.03%
734,484
+67,993
+10% +$8.65M
AIQ icon
454
Global X Artificial Intelligence & Technology ETF
AIQ
$8.89B
$83.5M 0.03%
2,161,315
+241,039
+13% +$9.27M
IGIB icon
455
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$83.3M 0.03%
1,617,942
+303,203
+23% +$15.9M
GBTC icon
456
Grayscale Bitcoin Trust
GBTC
$9.54B
$83M 0.03%
1,121,456
+4,728
+0.4% +$312K
FIW icon
457
First Trust Water ETF
FIW
$1.87B
$83M 0.03%
812,862
+82,173
+11% +$8.84M
GCOW icon
458
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$82.8M 0.03%
2,453,397
+49,871
+2% +$1.75M
VRIG icon
459
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$82.6M 0.03%
3,288,316
+732,516
+29% +$18.4M
GOVI icon
460
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$82.3M 0.03%
3,042,922
+61,756
+2% +$1.72M
ONEQ icon
461
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$82.1M 0.03%
1,079,347
+308,242
+40% +$23.1M
KMB icon
462
Kimberly-Clark
KMB
$37.6B
$81.9M 0.03%
624,953
+18,914
+3% +$2.58M
IJJ icon
463
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$81.7M 0.03%
654,199
+48,668
+8% +$6.21M
ITM icon
464
VanEck Intermediate Muni ETF
ITM
$2.14B
$81.7M 0.03%
1,771,835
+190,989
+12% +$8.85M
SCHO icon
465
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$80.9M 0.03%
3,361,106
-76,282
-2% -$1.85M
VTIP icon
466
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$80.8M 0.03%
1,669,507
+236,239
+16% +$11.5M
EQWL icon
467
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$80.4M 0.03%
786,301
+106,600
+16% +$11.1M
GRID
468
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$80.3M 0.03%
673,232
+157,331
+30% +$19.6M
ICVT icon
469
iShares Convertible Bond ETF
ICVT
$6.97B
$80.3M 0.03%
945,340
+412,335
+77% +$35.5M
LRCX icon
470
Lam Research
LRCX
$316B
$79.8M 0.03%
1,104,427
+88,427
+9% +$6.71M
DIVB icon
471
iShares Core Dividend ETF
DIVB
$1.71B
$79.7M 0.03%
1,681,458
+315,007
+23% +$15.5M
IJS icon
472
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$79.5M 0.03%
731,544
-40,572
-5% -$4.5M
FXO icon
473
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$79.3M 0.03%
1,465,260
+110,621
+8% +$6.06M
MCK icon
474
McKesson
MCK
$104B
$78.8M 0.03%
138,196
+10,148
+8% +$5.68M
AVEM icon
475
Avantis Emerging Markets Equity ETF
AVEM
$24.4B
$78.6M 0.03%
1,337,721
+119,922
+10% +$7.46M
17 18
19
20 21

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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.