LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CCIF
4701
Carlyle Credit Income Fund
CCIF
$59.4M
| $85.7K | ﹤0.01% |
+10,890
| New | +$87K |
|
4702
Oxford Square Capital
OXSQ
$163M
| $85K | ﹤0.01% |
26,798
-338
| -1% | -$1.03K |
|
4703
BioCryst Pharmaceuticals
BCRX
$2.28B
| $83.4K | ﹤0.01% |
16,417
-1,020
| -6% | -$5.74K |
|
4704
Anixa Biosciences
ANIX
$116M
| $83.3K | ﹤0.01% |
26,692
-1,450
| -5% | -$5.78K |
|
|
NRT
4705
North European Oil Royalty Trust
NRT
$87.4M
| $82.7K | ﹤0.01% |
13,898
-3,366
| -19% | -$18.4K |
|
4706
Atossa Therapeutics
ATOS
$20.6M
| $82.4K | ﹤0.01% |
3,050
-83
| -3% | -$1.33K |
|
4707
American Battery Technology Co
ABAT
$285M
| $81.5K | ﹤0.01% |
46,593
-1,538
| -3% | -$3.93K |
|
|
SLI
4708
Standard Lithium
SLI
$502M
| $81.1K | ﹤0.01% |
68,722
+1,095
| +2% | +$1.5K |
|
4709
Outset Medical
OM
$84.7M
| $80.9K | ﹤0.01% |
2,430
+1,587
| +188% | +$80.4K |
|
4710
SelectQuote
SLQT
$132M
| $80.2K | ﹤0.01% |
40,100
-9
| -0% | -$13 |
|
4711
Baytex Energy
BTE
$3.25B
| $80.1K | ﹤0.01% |
22,057
| – | – |
|
|
PNI
4712
PIMCO New York Municipal Income Fund II
PNI
$76.2M
| $79.7K | ﹤0.01% |
10,744
-4,070
| -27% | -$30.5K |
|
|
GLO
4713
Clough Global Opportunities Fund
GLO
$250M
| $79.3K | ﹤0.01% |
15,603
-4,170
| -21% | -$20.4K |
|
4714
Cerus
CERS
$433M
| $79K | ﹤0.01% |
41,780
+25,000
| +149% | +$51K |
|
4715
Teekay
TK
$1.01B
| $78.5K | ﹤0.01% |
+10,778
| New | +$84.4K |
|
4716
Aurora
AUR
$12.6B
| $75.8K | ﹤0.01% |
26,886
+370
| +1% | +$1.06K |
|
4717
Noodles & Co
NDLS
$111M
| $75.2K | ﹤0.01% |
4,919
| – | – |
|
|
SAVAW
4718
DELISTED
Cassava Sciences, Inc. Warrant
SAVAW
| $75.1K | ﹤0.01% |
+18,641
| New | +$111K |
|
4719
loanDepot
LDI
$532M
| $74.5K | ﹤0.01% |
28,749
-166
| -0.6% | -$446 |
|
4720
Amplify Energy
AMPY
$161M
| $74.4K | ﹤0.01% |
+11,255
| New | +$68.4K |
|
4721
The ONE Group
STKS
$56.2M
| $73.8K | ﹤0.01% |
+13,250
| New | +$58.1K |
|
4722
PetMed Express
PETS
$41.7M
| $71.9K | ﹤0.01% |
+15,010
| New | +$87.3K |
|
4723
Quad
QUAD
$536M
| $71.7K | ﹤0.01% |
+13,500
| New | +$73K |
|
4724
Latham Group
SWIM
$629M
| $71.3K | ﹤0.01% |
18,014
+4,366
| +32% | +$12.4K |
|
4725
FerroAtlántica
GSM
$594M
| $71.3K | ﹤0.01% |
14,313
-14,800
| -51% | -$76.4K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.