LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
Top Sells
| 1 |
Vanguard Total Bond Market
BND
|
$1.4B |
| 2 |
Vanguard Total Stock Market ETF
VTI
|
$399M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
$378M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
$299M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
$157M |
Sector Composition
| 1 | Technology | 7.22% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.84% |
| 4 | Consumer Discretionary | 2.65% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
4701
Rigel Pharmaceuticals
RIGL
$742M
| $44.7K | ﹤0.01% |
3,022
+3
| +0.1% | +$44 |
|
|
NMG
4702
Nouveau Monde Graphite
NMG
$296M
| $44.5K | ﹤0.01% |
19,433
+8,433
| +77% | +$19.3K |
|
4703
CEL-SCI Corp
CVM
$72.2M
| $43.6K | ﹤0.01% |
760
| – | – |
|
4704
Energy Vault
NRGV
$335M
| $42K | ﹤0.01% |
23,483
-361
| -2% | -$646 |
|
4705
Compass
COMP
$5.07B
| $41.5K | ﹤0.01% |
11,524
-615
| -5% | -$2.21K |
|
4706
Accuray
ARAY
$170M
| $41.1K | ﹤0.01% |
16,658
-1,052
| -6% | -$2.6K |
|
4707
GoPro
GPRO
$236M
| $41.1K | ﹤0.01% |
18,432
-4,071
| -18% | -$9.08K |
|
|
ASXC
4708
DELISTED
Asensus Surgical, Inc.
ASXC
| $40.9K | ﹤0.01% |
177,821
-760
| -0.4% | -$175 |
|
4709
Douglas Elliman
DOUG
$257M
| $40.4K | ﹤0.01% |
25,558
-177
| -0.7% | -$280 |
|
4710
Stitch Fix
SFIX
$737M
| $39.3K | ﹤0.01% |
14,900
-1,803
| -11% | -$4.76K |
|
4711
FiscalNote
NOTE
$58.7M
| $39K | ﹤0.01% |
2,446
| – | – |
|
4712
Rigetti Computing
RGTI
$4.89B
| $38.6K | ﹤0.01% |
25,232
+12,419
| +97% | +$19K |
|
4713
Wallbox
WBX
$67.2M
| $38.5K | ﹤0.01% |
1,355
| – | – |
|
|
OTLY
4714
Oatly Group
OTLY
$524M
| $38K | ﹤0.01% |
1,684
-8
| -0.5% | -$181 |
|
|
PHX
4715
DELISTED
PHX Minerals
PHX
| $38K | ﹤0.01% |
11,135
+97
| +0.9% | +$331 |
|
4716
Nine Energy Service
NINE
$28.5M
| $35.5K | ﹤0.01% |
15,860
-710
| -4% | -$1.59K |
|
4717
CEMIG Preferred Shares
CIG
$5.84B
| $35.2K | ﹤0.01% |
18,541
-20,401
| -52% | -$38.8K |
|
|
AUVI
4718
DELISTED
Applied UV, Inc. Common Stock
AUVI
| $34.8K | ﹤0.01% |
+23,346
| New | +$34.8K |
|
4719
Comstock
LODE
$117M
| $34.5K | ﹤0.01% |
9,470
+1,175
| +14% | +$4.28K |
|
4720
Citizens
CIA
$262M
| $34.3K | ﹤0.01% |
16,027
| – | – |
|
4721
Blue Ridge Bankshares
BRBS
$374M
| $34.2K | ﹤0.01% |
12,721
| – | – |
|
4722
Nektar Therapeutics
NKTR
$764M
| $33.2K | ﹤0.01% |
2,366
-1
| -0% | -$14 |
|
4723
Origin Materials
ORGN
$77.7M
| $32.9K | ﹤0.01% |
64,591
-8,206
| -11% | -$4.19K |
|
4724
Akebia Therapeutics
AKBA
$785M
| $32.7K | ﹤0.01% |
+17,845
| New | +$32.7K |
|
4725
Innoviz Technologies
INVZ
$317M
| $32.6K | ﹤0.01% |
24,177
-7,739
| -24% | -$10.4K |
|