LPL Financial

LPL Financial’s Latham Group SWIM Stock Holding History

LPL Financial’s Portfolio SWIM Stock Details SWIM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-15,954	Closed	-$111K	–	5511
2024 Q4	$111K	Buy	15,954 +1,713	+12%	+$11.5K	﹤0.01%	4971
2024 Q3	$96.8K	Buy	14,241 +2,236	+19%	+$10.9K	﹤0.01%	4898
2024 Q2	$36.4K	Sell	12,005 -6,009	-33%	-$20.9K	﹤0.01%	4879
2024 Q1	$71.3K	Buy	18,014 +4,366	+32%	+$12.4K	﹤0.01%	4727
2023 Q4	$35.9K	Sell	13,648 -53	-0.4%	-$131	﹤0.01%	4690
2023 Q3	$38.4K	Buy	13,701 +2,729	+25%	+$9.88K	﹤0.01%	4546
2023 Q2	$40.7K	Buy	+10,972	New	+$33.5K	﹤0.01%	4447
2023 Q1	–	Sell	-10,397	Closed	-$33.5K	–	4582
2022 Q4	$33.5K	Buy	+10,397	New	+$37.5K	﹤0.01%	4320
2022 Q3	–	Sell	-93,973	Closed	-$651K	–	4517
2022 Q2	$651K	Buy	+93,973	New	+$998K	﹤0.01%	2959
2022 Q1	–	Sell	-80,321	Closed	-$2.01M	–	4379
2021 Q4	$2.01M	Buy	80,321 +13,827	+21%	+$274K	﹤0.01%	2085
2021 Q3	$1.09M	Buy	66,494 +29,266	+79%	+$682K	﹤0.01%	2542
2021 Q2	$1.19M	Buy	+37,228	New	+$1.09M	﹤0.01%	2424

Other funds holding SWIM

Pamplona Capital Management New York $473M AUM 3.78% 1-Year Est. Return

Wynnchurch Capital Partners IV Rosemont, Illinois $44.8M AUM 11.91% 1-Year Est. Return

Voss Capital Houston, Texas $1.75B AUM 1.03% 1-Year Est. Return

KeyBank National Association

KeyBank National Association Cleveland, Ohio $27.4B AUM 24.17% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $141B AUM 30.34% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return