LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4651
Curis
CRIS
$9.78M
| $114K | ﹤0.01% |
526
-78
| -13% | -$16.8K |
|
|
OCEA
4652
DELISTED
Ocean Biomedical, Inc. Common Stock
OCEA
| $114K | ﹤0.01% |
+30,000
| New | +$56.4K |
|
4653
BigBear.ai
BBAI
$1.34B
| $113K | ﹤0.01% |
+55,045
| New | +$122K |
|
|
BLRX
4654
BioLineRX
BLRX
$12.3M
| $112K | ﹤0.01% |
2,508
| – | – |
|
4655
Protara Therapeutics
TARA
$220M
| $112K | ﹤0.01% |
28,000
+16,000
| +133% | +$51.6K |
|
4656
OmniAb
OABI
$287M
| $112K | ﹤0.01% |
20,700
+2,308
| +13% | +$13.3K |
|
|
DCF
4657
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
| $112K | ﹤0.01% |
13,000
-5,800
| -31% | -$48.9K |
|
|
HDRO
4658
DELISTED
Defiance Next Gen H2 ETF
HDRO
| $110K | ﹤0.01% |
2,602
-577
| -18% | -$25.4K |
|
4659
Puma Biotechnology
PBYI
$404M
| $110K | ﹤0.01% |
20,677
+9,754
| +89% | +$52.5K |
|
4660
ADMA Biologics
ADMA
$1.96B
| $109K | ﹤0.01% |
16,564
+4,620
| +39% | +$25.3K |
|
4661
Cognyte Software
CGNT
$659M
| $109K | ﹤0.01% |
13,166
-1,971
| -13% | -$14K |
|
4662
Medallion Financial
MFIN
$229M
| $108K | ﹤0.01% |
13,675
-335
| -2% | -$3.01K |
|
|
CIF
4663
DELISTED
MFS Intermediate High Income Fund
CIF
| $108K | ﹤0.01% |
62,680
-37,966
| -38% | -$65.2K |
|
4664
Ring Energy
REI
$315M
| $107K | ﹤0.01% |
54,700
+4,973
| +10% | +$7.4K |
|
4665
Digital Turbine
APPS
$975M
| $107K | ﹤0.01% |
40,880
-6,215
| -13% | -$26.4K |
|
4666
Five Point Holdings
FPH
$373M
| $107K | ﹤0.01% |
34,156
+12,594
| +58% | +$39.8K |
|
|
SWZ
4667
Swiss Helvetia Fund
SWZ
$76.5M
| $106K | ﹤0.01% |
13,350
+2,594
| +24% | +$20.7K |
|
4668
El Pollo Loco
LOCO
$501M
| $106K | ﹤0.01% |
10,867
-1,966
| -15% | -$17.7K |
|
|
PZC
4669
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $105K | ﹤0.01% |
+13,845
| New | +$104K |
|
4670
AirSculpt Technologies
AIRS
$339M
| $105K | ﹤0.01% |
17,097
+1,417
| +9% | +$9.63K |
|
|
NNDM
4671
Nano Dimension
NNDM
$316M
| $105K | ﹤0.01% |
37,569
-2,432
| -6% | -$6.26K |
|
4672
OraSure Technologies
OSUR
$279M
| $104K | ﹤0.01% |
16,988
+422
| +3% | +$3.06K |
|
4673
Cohen & Co
COHN
$33.3M
| $104K | ﹤0.01% |
+14,612
| New | +$103K |
|
|
MESO
4674
Mesoblast
MESO
$1.84B
| $104K | ﹤0.01% |
20,787
+14,348
| +223% | +$30.6K |
|
4675
PLAYSTUDIOS Inc
MYPS
$77.9M
| $104K | ﹤0.01% |
37,429
+1,570
| +4% | +$3.64K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.