LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GLU
4401
Gabelli Utility & Income Trust
GLU
$116M
| $762K | ﹤0.01% |
39,785
-4,576
| -10% | -$92.4K |
|
4402
Harley-Davidson
HOG
$2.68B
| $761K | ﹤0.01% |
37,658
-1,878
| -5% | -$36.8K |
|
4403
ProShares Short Russell2000
RWM
$122M
| $761K | ﹤0.01% |
+46,925
| New | +$736K |
|
4404
Tidewater
TDW
$3.91B
| $761K | ﹤0.01% |
9,109
+296
| +3% | +$20.6K |
|
|
IAUX
4405
i-80 Gold Corp
IAUX
$1.17B
| $760K | ﹤0.01% |
500,320
+70,880
| +17% | +$121K |
|
4406
Core & Main
CNM
$8.17B
| $760K | ﹤0.01% |
15,384
-5,092
| -25% | -$274K |
|
4407
Kaspi.kz JSC
KSPI
$16.3B
| $760K | ﹤0.01% |
10,258
+6,536
| +176% | +$493K |
|
4408
Albertsons Companies
ACI
$5.4B
| $759K | ﹤0.01% |
44,566
+2,455
| +6% | +$42.6K |
|
4409
PUT
Arm
ARM
$278B
| $756K | ﹤0.01% |
5,000
-2,000
| -29% | -$243K |
|
4410
Invesco Next Gen Media and Gaming ETF
GGME
$44M
| $754K | ﹤0.01% |
14,774
-74,257
| -83% | -$4.03M |
|
4411
Extreme Networks
EXTR
$3.86B
| $753K | ﹤0.01% |
49,943
-1,498
| -3% | -$22.4K |
|
4412
PUT
Advanced Micro Devices
AMD
$851B
| $753K | ﹤0.01% |
3,700
+400
| +12% | +$85.4K |
|
4413
Atmus Filtration Technologies
ATMU
$4.37B
| $752K | ﹤0.01% |
13,243
-1,622
| -11% | -$95.8K |
|
|
CAI
4414
Caris Life Sciences
CAI
$4.39B
| $752K | ﹤0.01% |
42,041
+16,330
| +64% | +$357K |
|
|
CWAN
4415
DELISTED
Clearwater Analytics
CWAN
| $750K | ﹤0.01% |
31,709
-68,430
| -68% | -$1.62M |
|
4416
PUT
Lincoln National
LNC
$7.91B
| $749K | ﹤0.01% |
21,100
-109,000
| -84% | -$4.19M |
|
4417
DHT Holdings
DHT
$2.97B
| $747K | ﹤0.01% |
40,872
+26,241
| +179% | +$418K |
|
4418
Galectin Therapeutics
GALT
$229M
| $745K | ﹤0.01% |
267,200
-58,056
| -18% | -$177K |
|
|
LAR
4419
Lithium Argentina AG
LAR
$958M
| $745K | ﹤0.01% |
111,565
-2,395
| -2% | -$17.1K |
|
4420
ProPetro Holding
PUMP
$1.45B
| $745K | ﹤0.01% |
+51,683
| New | +$618K |
|
4421
Bitwise Crypto Industry Innovators ETF
BITQ
$385M
| $744K | ﹤0.01% |
39,445
-18,872
| -32% | -$393K |
|
|
IROC
4422
Invesco Rochester High Yield Municipal ETF
IROC
$130M
| $744K | ﹤0.01% |
14,765
+7,315
| +98% | +$372K |
|
4423
StepStone Group
STEP
$3.48B
| $742K | ﹤0.01% |
15,549
-42,520
| -73% | -$2.46M |
|
4424
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
| $741K | ﹤0.01% |
20,132
-492
| -2% | -$18.1K |
|
4425
ROBO Global Healthcare Technology and Innovation ETF
HTEC
$74.1M
| $741K | ﹤0.01% |
22,426
-2,014
| -8% | -$71K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.