LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EDF
4076
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$164M
| $1.13M | ﹤0.01% |
237,139
-309
| -0.1% | -$1.55K |
|
|
SEG
4077
Seaport Entertainment Group
SEG
$333M
| $1.13M | ﹤0.01% |
52,766
+16,672
| +46% | +$348K |
|
4078
Pricesmart
PSMT
$5.75B
| $1.13M | ﹤0.01% |
7,519
+1,127
| +18% | +$165K |
|
4079
Valley National Bancorp
VLY
$7.93B
| $1.13M | ﹤0.01% |
92,115
+20,531
| +29% | +$256K |
|
|
CHYM
4080
Chime Financial
CHYM
$7.88B
| $1.13M | ﹤0.01% |
60,388
+14,733
| +32% | +$334K |
|
4081
Napco Security Technologies
NSSC
$1.28B
| $1.13M | ﹤0.01% |
28,700
-2,424
| -8% | -$102K |
|
4082
Dimensional California Municipal Bond ETF
DFCA
$698M
| $1.13M | ﹤0.01% |
22,670
+1,079
| +5% | +$54.3K |
|
4083
Autoliv
ALV
$8.6B
| $1.13M | ﹤0.01% |
10,730
+2,566
| +31% | +$303K |
|
4084
JFrog
FROG
$9.71B
| $1.13M | ﹤0.01% |
24,037
-12,040
| -33% | -$591K |
|
4085
Boston Beer
SAM
$1.88B
| $1.12M | ﹤0.01% |
4,874
-2,294
| -32% | -$516K |
|
4086
BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF
XSVN
$375M
| $1.12M | ﹤0.01% |
23,518
+6,211
| +36% | +$299K |
|
4087
Hillman Solutions
HLMN
$1.56B
| $1.12M | ﹤0.01% |
134,877
-6,866
| -5% | -$62K |
|
4088
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
| $1.12M | ﹤0.01% |
59,868
-12,020
| -17% | -$233K |
|
4089
iShares iBonds Dec 2033 Term Treasury ETF
IBTO
$472M
| $1.12M | ﹤0.01% |
45,998
+1,749
| +4% | +$43K |
|
4090
Universal Insurance Holdings
UVE
$1.16B
| $1.12M | ﹤0.01% |
32,839
-6,128
| -16% | -$197K |
|
4091
iShares 1-3 Year International Treasury Bond ETF
ISHG
$854M
| $1.12M | ﹤0.01% |
15,114
+5,222
| +53% | +$394K |
|
4092
CALL
Salesforce
CRM
$134B
| $1.12M | ﹤0.01% |
6,000
-800
| -12% | -$166K |
|
4093
Stratasys
SSYS
$697M
| $1.12M | ﹤0.01% |
143,395
+16,348
| +13% | +$160K |
|
|
MBCE
4094
Monarch Blue Chips Elite Index ETF
MBCE
$184M
| $1.12M | ﹤0.01% |
32,458
+24,680
| +317% | +$898K |
|
4095
PUT
iShares Silver Trust
SLV
$28.1B
| $1.12M | ﹤0.01% |
+16,400
| New | +$1.25M |
|
4096
Visteon
VC
$2.77B
| $1.12M | ﹤0.01% |
12,261
+5,537
| +82% | +$524K |
|
|
BWG
4097
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
| $1.12M | ﹤0.01% |
145,560
+11,978
| +9% | +$98.9K |
|
4098
PUT
Tesla
TSLA
$1.24T
| $1.12M | ﹤0.01% |
3,000
-1,200
| -29% | -$494K |
|
4099
Ternium
TX
$9.29B
| $1.12M | ﹤0.01% |
27,771
+3,244
| +13% | +$134K |
|
4100
Peapack-Gladstone Financial
PGC
$822M
| $1.11M | ﹤0.01% |
31,661
+2,386
| +8% | +$77.6K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.