LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AL
3751
DELISTED
Air Lease Corp
AL
| $248K | ﹤0.01% |
8,003
+1,921
| +32% | +$68.7K |
|
3752
Peoples Bancorp
PEBO
$1.5B
| $248K | ﹤0.01% |
8,577
| – | – |
|
3753
Vertex
VERX
$2.09B
| $248K | ﹤0.01% |
18,110
-654
| -3% | -$8.29K |
|
3754
Horizon Technology Finance
HRZN
$295M
| $247K | ﹤0.01% |
24,687
+2,671
| +12% | +$32.9K |
|
|
IMVP
3755
Invesco India ETF
IMVP
$125M
| $247K | ﹤0.01% |
10,505
-259
| -2% | -$6.33K |
|
3756
Sigma Lithium
SGML
$1.11B
| $247K | ﹤0.01% |
+9,088
| New | +$190K |
|
3757
AdvanSix
ASIX
$541M
| $246K | ﹤0.01% |
7,676
-1,034
| -12% | -$37.2K |
|
3758
BGSF Inc
BGSF
$59.5M
| $246K | ﹤0.01% |
22,114
+14
| +0.1% | +$173 |
|
3759
Mercantile Bank Corp
MBWM
$1.04B
| $244K | ﹤0.01% |
8,219
+1,588
| +24% | +$53K |
|
3760
Outdoor Holding Co
POWW
$249M
| $244K | ﹤0.01% |
83,339
+33,097
| +66% | +$141K |
|
|
SBOW
3761
DELISTED
SilverBow Resources, Inc.
SBOW
| $244K | ﹤0.01% |
9,067
+984
| +12% | +$35.8K |
|
3762
Alarm.com
ALRM
$2.71B
| $243K | ﹤0.01% |
+3,751
| New | +$257K |
|
3763
Cogent Biosciences
COGT
$6.65B
| $243K | ﹤0.01% |
+16,274
| New | +$223K |
|
|
HUT
3764
Hut 8
HUT
$12.1B
| $243K | ﹤0.01% |
27,308
+2,089
| +8% | +$21.7K |
|
3765
Joby Aviation
JOBY
$7.03B
| $243K | ﹤0.01% |
56,027
+1,410
| +3% | +$7.73K |
|
3766
Patrick Industries
PATK
$2.74B
| $243K | ﹤0.01% |
+8,316
| New | +$302K |
|
|
HTO
3767
H2O America
HTO
$2.57B
| $243K | ﹤0.01% |
4,218
-655
| -13% | -$42.2K |
|
3768
Stratasys
SSYS
$679M
| $243K | ﹤0.01% |
16,887
-15,161
| -47% | -$270K |
|
|
JNPR
3769
DELISTED
Juniper Networks
JNPR
| $242K | ﹤0.01% |
9,273
+731
| +9% | +$20.6K |
|
|
JPXN
3770
iShares JPX-Nikkei 400 ETF
JPXN
$134M
| $242K | ﹤0.01% |
4,659
-250
| -5% | -$14.2K |
|
3771
Innovator US Equity Power Buffer ETF December
PDEC
$985M
| $242K | ﹤0.01% |
8,485
| – | – |
|
3772
Jack in the Box
JACK
$312M
| $241K | ﹤0.01% |
+3,253
| New | +$247K |
|
3773
First Trust India Nifty 50 Equal Weight ETF
NFTY
$134M
| $241K | ﹤0.01% |
5,627
-13,428
| -70% | -$596K |
|
3774
Navitas Semiconductor
NVTS
$2.84B
| $241K | ﹤0.01% |
49,600
+17,800
| +56% | +$92.4K |
|
|
JHMA
3775
DELISTED
John Hancock Multifactor Materials ETF
JHMA
| $241K | ﹤0.01% |
6,385
-2,110
| -25% | -$89.1K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.