LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$346M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$264M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$228M |
| 4 |
SPDR S&P 500 ETF Trust
SPY
|
+$210M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$184M |
Top Sells
Sector Composition
| 1 | Technology | 6.31% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 3.04% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
3401
American Financial Group
AFG
$11.7B
| $400K | ﹤0.01% |
3,183
+208
| +7% | +$26.1K |
|
3402
Co-Diagnostics
CODX
$14.1M
| $400K | ﹤0.01% |
41,150
-6,000
| -13% | -$58.3K |
|
|
PBT
3403
Permian Basin Royalty Trust
PBT
$834M
| $400K | ﹤0.01% |
69,895
+5,498
| +9% | +$31.5K |
|
|
LGF.B
3404
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $400K | ﹤0.01% |
30,740
+11,834
| +63% | +$154K |
|
|
MODN
3405
DELISTED
MODEL N, INC.
MODN
| $399K | ﹤0.01% |
11,911
-2,787
| -19% | -$93.4K |
|
3406
Aurinia Pharmaceuticals
AUPH
$1.65B
| $397K | ﹤0.01% |
17,954
-4,036
| -18% | -$89.2K |
|
3407
VanEck Uranium + Nuclear Energy ETF
NLR
$2.46B
| $396K | ﹤0.01% |
7,465
-14,470
| -66% | -$768K |
|
3408
Franklin US Small Cap Multifactor Index ETF
FLQS
$68.5M
| $395K | ﹤0.01% |
10,458
+2,254
| +27% | +$85.1K |
|
|
MAV
3409
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $394K | ﹤0.01% |
33,998
+3,240
| +11% | +$37.5K |
|
3410
AngloGold Ashanti
AU
$33.2B
| $393K | ﹤0.01% |
24,592
+4,418
| +22% | +$70.6K |
|
|
TTCF
3411
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
| $393K | ﹤0.01% |
21,346
+4,929
| +30% | +$90.7K |
|
3412
CONMED
CNMD
$1.65B
| $392K | ﹤0.01% |
3,000
+529
| +21% | +$69.1K |
|
3413
Columbia Banking Systems
COLB
$7.79B
| $392K | ﹤0.01% |
10,313
+2,076
| +25% | +$78.9K |
|
3414
MVB Financial
MVBF
$308M
| $392K | ﹤0.01% |
9,160
+638
| +7% | +$27.3K |
|
|
RIV
3415
RiverNorth Opportunities Fund
RIV
$265M
| $392K | ﹤0.01% |
+23,072
| New | +$392K |
|
|
ARNC
3416
DELISTED
Arconic Corporation
ARNC
| $391K | ﹤0.01% |
12,384
+1,964
| +19% | +$62K |
|
|
AZEK
3417
DELISTED
The AZEK Co
AZEK
| $389K | ﹤0.01% |
10,656
+654
| +7% | +$23.9K |
|
3418
nCino
NCNO
$3.48B
| $389K | ﹤0.01% |
+5,476
| New | +$389K |
|
3419
Ocugen
OCGN
$328M
| $388K | ﹤0.01% |
54,010
+39,980
| +285% | +$287K |
|
|
WKME
3420
DELISTED
WalkMe Ltd. Ordinary Shares
WKME
| $388K | ﹤0.01% |
13,044
+1,584
| +14% | +$47.1K |
|
3421
Core Laboratories
CLB
$584M
| $387K | ﹤0.01% |
13,946
-1,841
| -12% | -$51.1K |
|
3422
Penske Automotive Group
PAG
$12B
| $387K | ﹤0.01% |
3,849
-7,039
| -65% | -$708K |
|
3423
Ouster
OUST
$1.63B
| $386K | ﹤0.01% |
5,270
-4,038
| -43% | -$296K |
|
|
BKEP
3424
DELISTED
Blueknight Energy Partners L.P.
BKEP
| $386K | ﹤0.01% |
126,400
+64,100
| +103% | +$196K |
|
3425
Advantage Solutions
ADV
$619M
| $385K | ﹤0.01% |
44,489
+4,632
| +12% | +$40.1K |
|