LPL Financial’s Yiren Digital YRD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-8,450	Closed	-$340K	–	3268
2018 Q1	$340K	Buy	8,450 +121	+1%	+$4.87K	﹤0.01%	2483
2017 Q4	$366K	Buy	8,329 +1,779	+27%	+$78.2K	﹤0.01%	2301
2017 Q3	$275K	Buy	+6,550	New	+$275K	﹤0.01%	2424