LPL Financial’s Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri YGRO Stock Holding History

LPL Financial’s Portfolio YGRO Stock Details YGRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-137,406	Closed	-$1.46M	–	2842
2016 Q3	$1.46M	Sell	137,406 -38,278	-22%	-$419K	0.01%	941
2016 Q2	$1.94M	Sell	175,684 -207,082	-54%	-$2.21M	0.02%	778
2016 Q1	$3.47M	Buy	382,766 +9,582	+3%	+$85.9K	0.01%	898
2015 Q4	$3.99M	Buy	373,184 +189,002	+103%	+$2.1M	0.01%	817
2015 Q3	$2.28M	Buy	184,182 +148,913	+422%	+$2M	0.01%	790
2015 Q2	$526K	Buy	+35,269	New	+$579K	﹤0.01%	1861

Other funds holding YGRO

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

LPL Financial's YGRO Position: Q4 2016 in Review

LPL Financial sold out of Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri (YGRO) in Q4 2016, closing a stake of 137,406 shares — an estimated $1.46M sold.

LPL Financial first reported a position in YGRO in Q2 2015 and held it in 6 quarters. The position peaked at $3.99M in Q4 2015. 5 funds tracked by Wall St. Rank hold YGRO as of Q4 2016.

LPL Financial reported no remaining Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri position as of Q4 2016 after selling out during the quarter.
LPL Financial sold 137,406 Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri shares in Q4 2016, an estimated $1.46M.
LPL Financial first reported a position in Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri in Q2 2015 and held it in 6 quarters.
LPL Financial's Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri position peaked at $3.99M in Q4 2015.
5 funds tracked by Wall St. Rank held Royal Bank of Canada Exchange Traded Notes due July 19, 2034 Linked to the Yorkville MLP Distri as of Q4 2016.

Based on LPL Financial's 13F filing for Q4 2016, filed 13 Feb 2017.