LPL Financial’s VelocityShares VIX Short Term ETN VIIX Stock Holding History

LPL Financial’s Portfolio VIIX Stock Details VIIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-2,296	Closed	-$135K	–	3309
2017 Q4	$135K	Sell	2,296 -320	-12%	-$22.3K	﹤0.01%	2898
2017 Q3	$216K	Buy	+2,616	New	+$256K	﹤0.01%	2615
2017 Q2	–	Sell	-15,212	Closed	-$2.04M	–	3077
2017 Q1	$2.04M	Buy	+15,212	New	+$2.38M	0.01%	828
2016 Q4	–	Sell	-506	Closed	-$144K	–	2841
2016 Q3	$144K	Buy	+506	New	+$171K	﹤0.01%	2471
2013 Q3	–	Sell	-79	Closed	-$222K	–	2615
2013 Q2	$222K	Buy	+79	New	+$209K	﹤0.01%	2128

Other funds holding VIIX

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

LPL Financial's VIIX Position: Q1 2018 in Review

LPL Financial sold out of VelocityShares VIX Short Term ETN (VIIX) in Q1 2018, closing a stake of 2,296 shares — an estimated $135K sold.

LPL Financial first reported a position in VIIX in Q2 2013 and held it in 5 quarters. The position peaked at $2.04M in Q1 2017. 4 funds tracked by Wall St. Rank hold VIIX as of Q1 2018.

LPL Financial reported no remaining VelocityShares VIX Short Term ETN position as of Q1 2018 after selling out during the quarter.
LPL Financial sold 2,296 VelocityShares VIX Short Term ETN shares in Q1 2018, an estimated $135K.
LPL Financial first reported a position in VelocityShares VIX Short Term ETN in Q2 2013 and held it in 5 quarters.
LPL Financial's VelocityShares VIX Short Term ETN position peaked at $2.04M in Q1 2017.
4 funds tracked by Wall St. Rank held VelocityShares VIX Short Term ETN as of Q1 2018.

Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.