LPL Financial’s Ultratech Inc. UTEK Stock Holding History

LPL Financial’s Portfolio UTEK Stock Details UTEK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15,850	Closed	-$365K	–	2840
2016 Q3	$365K	Buy	+15,850	New	+$385K	﹤0.01%	1973

Other funds holding UTEK

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

LPL Financial's UTEK Position: Q4 2016 in Review

LPL Financial sold out of Ultratech Inc. (UTEK) in Q4 2016, closing a stake of 15,850 shares — an estimated $365K sold.

LPL Financial first reported a position in UTEK in Q3 2016 and held it in 1 quarter. The position peaked at $365K in Q3 2016. 136 funds tracked by Wall St. Rank hold UTEK as of Q4 2016.

LPL Financial reported no remaining Ultratech Inc. position as of Q4 2016 after selling out during the quarter.
LPL Financial sold 15,850 Ultratech Inc. shares in Q4 2016, an estimated $365K.
LPL Financial first reported a position in Ultratech Inc. in Q3 2016 and held it in 1 quarter.
LPL Financial's Ultratech Inc. position peaked at $365K in Q3 2016.
136 funds tracked by Wall St. Rank held Ultratech Inc. as of Q4 2016.

Based on LPL Financial's 13F filing for Q4 2016, filed 13 Feb 2017.