LPL Financial
UDEC

LPL Financial’s Innovator US Equity Ultra Buffer ETF December UDEC Stock Holding History

LPL Financial’s Portfolio UDEC Stock Details UDEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.79M Sell
46,116
-3,208
-7% -$127K ﹤0.01% 3629
2025
Q4 		$1.96M Sell
49,324
-252
-0.5% -$9.83K ﹤0.01% 3435
2025
Q3 		$1.9M Buy
49,576
+628
+1% +$23.4K ﹤0.01% 3364
2025
Q2 		$1.78M Buy
48,948
+23,553
+93% +$820K ﹤0.01% 3233
2025
Q1 		$871K Buy
25,395
+1,240
+5% +$43.6K ﹤0.01% 3676
2024
Q4 		$848K Buy
24,155
+3,544
+17% +$125K ﹤0.01% 3633
2024
Q3 		$721K Buy
20,611
+3,985
+24% +$138K ﹤0.01% 3698
2024
Q2 		$570K Buy
16,626
+271
+2% +$9.11K ﹤0.01% 3758
2024
Q1 		$547K Buy
+16,355
New +$535K ﹤0.01% 3702

Other funds holding UDEC

BCM
Brookstone Capital Management Wheaton, Illinois $9.96B AUM 23.61% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LCWM
Legacy Capital Wealth Management The Woodlands, Texas $171M AUM
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.06B AUM 24.97% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
SA
Sovran Advisors San Diego, California $1.27B AUM 18.55% 1-Year Est. Return