LPL Financial’s E-TRACS UBS Bloomberg CMCI ETN UCI Stock Holding History

LPL Financial’s Portfolio UCI Stock Details UCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-11,154	Closed	-$131K	–	3088
2016 Q1	$131K	Buy	11,154 +300	+3%	+$3.51K	﹤0.01%	2901
2015 Q4	$130K	Buy	+10,854	New	+$140K	﹤0.01%	2943
2014 Q3	–	Sell	-70,547	Closed	-$1.52M	–	2806
2014 Q2	$1.52M	Sell	70,547 -1,223	-2%	-$26.2K	0.01%	1056
2014 Q1	$1.53M	Buy	+71,770	New	+$1.48M	0.01%	991

Other funds holding UCI

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

APCM

Alaska Permanent Capital Management Anchorage, Alaska $1.43B AUM 13.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NFG

Nations Financial Group Cedar Rapids, Iowa $2.09B AUM 34.27% 1-Year Est. Return

BAS

Brown Advisory Securities Baltimore, Maryland $27.3M AUM 10.67% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

BOTW

Bank of the West Monterey Park, California $851M AUM 15.39% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

LPL Financial's UCI Position: Q2 2016 in Review

LPL Financial sold out of E-TRACS UBS Bloomberg CMCI ETN (UCI) in Q2 2016, closing a stake of 11,154 shares — an estimated $131K sold.

LPL Financial first reported a position in UCI in Q1 2014 and held it in 4 quarters. The position peaked at $1.53M in Q1 2014. 15 funds tracked by Wall St. Rank hold UCI as of Q2 2016.

LPL Financial reported no remaining E-TRACS UBS Bloomberg CMCI ETN position as of Q2 2016 after selling out during the quarter.
LPL Financial sold 11,154 E-TRACS UBS Bloomberg CMCI ETN shares in Q2 2016, an estimated $131K.
LPL Financial first reported a position in E-TRACS UBS Bloomberg CMCI ETN in Q1 2014 and held it in 4 quarters.
LPL Financial's E-TRACS UBS Bloomberg CMCI ETN position peaked at $1.53M in Q1 2014.
15 funds tracked by Wall St. Rank held E-TRACS UBS Bloomberg CMCI ETN as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.