LPL Financial’s ProShares Ultra 20+ Year Treasury UBT Stock Holding History

LPL Financial’s Portfolio UBT Stock Details UBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-144,016	Closed	-$5.37M	–	3201
2015 Q4	$5.37M	Buy	144,016 +71,302	+98%	+$2.69M	0.01%	688
2015 Q3	$2.79M	Buy	72,714 +9,430	+15%	+$352K	0.02%	688
2015 Q2	$2.24M	Buy	63,284 +758	+1%	+$29K	0.01%	849
2015 Q1	$2.77M	Buy	+62,526	New	+$2.7M	0.01%	754
2014 Q4	–	Sell	-53,618	Closed	-$1.89M	–	2794
2014 Q3	$1.89M	Buy	+53,618	New	+$1.78M	0.01%	883
2014 Q2	–	Sell	-25,150	Closed	-$739K	–	2749
2014 Q1	$739K	Buy	+25,150	New	+$705K	﹤0.01%	1455

Other funds holding UBT

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

DRW Securities Chicago, Illinois $4.11B AUM 21.98% 1-Year Est. Return

WCM

Windward Capital Management Los Angeles, California $1.32B AUM 34.1% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $646M AUM 32.22% 1-Year Est. Return

SignatureFD Atlanta, Georgia $7.49B AUM 24.82% 1-Year Est. Return

LPL Financial's UBT Position: Q1 2016 in Review

LPL Financial sold out of ProShares Ultra 20+ Year Treasury (UBT) in Q1 2016, closing a stake of 144,016 shares — an estimated $5.37M sold.

LPL Financial first reported a position in UBT in Q1 2014 and held it in 6 quarters. The position peaked at $5.37M in Q4 2015. 14 funds tracked by Wall St. Rank hold UBT as of Q1 2016.

LPL Financial reported no remaining ProShares Ultra 20+ Year Treasury position as of Q1 2016 after selling out during the quarter.
LPL Financial sold 144,016 ProShares Ultra 20+ Year Treasury shares in Q1 2016, an estimated $5.37M.
LPL Financial first reported a position in ProShares Ultra 20+ Year Treasury in Q1 2014 and held it in 6 quarters.
LPL Financial's ProShares Ultra 20+ Year Treasury position peaked at $5.37M in Q4 2015.
14 funds tracked by Wall St. Rank held ProShares Ultra 20+ Year Treasury as of Q1 2016.

Based on LPL Financial's 13F filing for Q1 2016, filed 16 May 2016.