LPL Financial’s iPath US Treasury Steepener ETN STPP Stock Holding History

LPL Financial’s Portfolio STPP Stock Details STPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-5,418	Closed	-$202K	–	2809
2014 Q2	$202K	Sell	5,418 -9,452	-64%	-$363K	﹤0.01%	2486
2014 Q1	$586K	Buy	14,870 +330	+2%	+$13K	﹤0.01%	1621
2013 Q4	$611K	Buy	14,540 +9,104	+167%	+$363K	﹤0.01%	1592
2013 Q3	$215K	Buy	+5,436	New	+$220K	﹤0.01%	2274

Other funds holding STPP

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

LPL Financial's STPP Position: Q3 2014 in Review

LPL Financial sold out of iPath US Treasury Steepener ETN (STPP) in Q3 2014, closing a stake of 5,418 shares — an estimated $202K sold.

LPL Financial first reported a position in STPP in Q3 2013 and held it in 4 quarters. The position peaked at $611K in Q4 2013. 7 funds tracked by Wall St. Rank hold STPP as of Q3 2014.

LPL Financial reported no remaining iPath US Treasury Steepener ETN position as of Q3 2014 after selling out during the quarter.
LPL Financial sold 5,418 iPath US Treasury Steepener ETN shares in Q3 2014, an estimated $202K.
LPL Financial first reported a position in iPath US Treasury Steepener ETN in Q3 2013 and held it in 4 quarters.
LPL Financial's iPath US Treasury Steepener ETN position peaked at $611K in Q4 2013.
7 funds tracked by Wall St. Rank held iPath US Treasury Steepener ETN as of Q3 2014.

Based on LPL Financial's 13F filing for Q3 2014, filed 10 Nov 2014.