LPL Financial
SRAX

LPL Financial’s SRAX, Inc. Class A Common Stock SRAX Stock Holding History

LPL Financial’s Portfolio SRAX Stock Details SRAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-27,500
Closed -$103K – 3323
2018
Q3 		$103K Buy
+27,500
New +$126K ﹤0.01% 3124

Other funds holding SRAX

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BLA
Balter Liquid Alternatives Boston, Massachusetts $205M AUM 2.95% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
OAM
Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

LPL Financial's SRAX Position: Q4 2018 in Review

LPL Financial sold out of SRAX, Inc. Class A Common Stock (SRAX) in Q4 2018, closing a stake of 27,500 shares — an estimated $103K sold.

LPL Financial first reported a position in SRAX in Q3 2018 and held it in 1 quarter. The position peaked at $103K in Q3 2018. 13 funds tracked by Wall St. Rank hold SRAX as of Q4 2018.

  • LPL Financial reported no remaining SRAX, Inc. Class A Common Stock position as of Q4 2018 after selling out during the quarter.
  • LPL Financial sold 27,500 SRAX, Inc. Class A Common Stock shares in Q4 2018, an estimated $103K.
  • LPL Financial first reported a position in SRAX, Inc. Class A Common Stock in Q3 2018 and held it in 1 quarter.
  • LPL Financial's SRAX, Inc. Class A Common Stock position peaked at $103K in Q3 2018.
  • 13 funds tracked by Wall St. Rank held SRAX, Inc. Class A Common Stock as of Q4 2018.

Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.