LPL Financial’s Sophiris Bio, Inc. SPHS Stock Holding History

LPL Financial’s Portfolio SPHS Stock Details SPHS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,000	Closed	-$4K	–	3524
2019 Q4	$4K	Hold	10,000	–	–	﹤0.01%	3341
2019 Q3	$6K	Hold	10,000	–	–	﹤0.01%	3282
2019 Q2	$8K	Hold	10,000	–	–	﹤0.01%	3267
2019 Q1	$10K	Hold	10,000	–	–	﹤0.01%	3172
2018 Q4	$8K	Hold	10,000	–	–	﹤0.01%	3056
2018 Q3	$28K	Hold	10,000	–	–	﹤0.01%	3190
2018 Q2	$28K	Hold	10,000	–	–	﹤0.01%	3167
2018 Q1	$20K	Hold	10,000	–	–	﹤0.01%	3150
2017 Q4	$23K	Hold	10,000	–	–	﹤0.01%	2998
2017 Q3	$21K	Hold	10,000	–	–	﹤0.01%	2841
2017 Q2	$22K	Hold	10,000	–	–	﹤0.01%	2771
2017 Q1	$27K	Hold	10,000	–	–	﹤0.01%	2671
2016 Q4	$28K	Hold	10,000	–	–	﹤0.01%	2656
2016 Q3	$30K	Buy	+10,000	New	+$37.6K	﹤0.01%	2596

Other funds holding SPHS

Hikari Power Tokyo, Japan $1.15B AUM 5.31% 1-Year Est. Return

ACM

AUA Capital Management Camp Hill, Pennsylvania $196M AUM 18.71% 1-Year Est. Return

LPL Financial's SPHS Position: Q1 2020 in Review

LPL Financial sold out of Sophiris Bio, Inc. (SPHS) in Q1 2020, closing a stake of 10,000 shares — an estimated $4K sold.

LPL Financial first reported a position in SPHS in Q3 2016 and held it in 14 quarters. The position peaked at $30K in Q3 2016. 3 funds tracked by Wall St. Rank hold SPHS as of Q1 2020.

LPL Financial reported no remaining Sophiris Bio, Inc. position as of Q1 2020 after selling out during the quarter.
LPL Financial sold 10,000 Sophiris Bio, Inc. shares in Q1 2020, an estimated $4K.
LPL Financial first reported a position in Sophiris Bio, Inc. in Q3 2016 and held it in 14 quarters.
LPL Financial's Sophiris Bio, Inc. position peaked at $30K in Q3 2016.
3 funds tracked by Wall St. Rank held Sophiris Bio, Inc. as of Q1 2020.

Based on LPL Financial's 13F filing for Q1 2020, filed 14 May 2020.