LPL Financial
SMOT icon

LPL Financial’s VanEck Morningstar SMID Moat ETF SMOT Stock Holding History

LPL Financial’s Portfolio SMOT Stock Details SMOT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$28.9M Sell
770,193
-62,647
-8% -$2.49M 0.01% 1368
2026
Q2 		$32.4M Sell
832,840
-98,042
-11% -$3.68M 0.01% 1266
2026
Q1 		$32.8M Sell
930,882
-165,904
-15% -$6.07M 0.01% 1134
2025
Q4 		$39.7M Sell
1,096,786
-136,567
-11% -$4.93M 0.01% 988
2025
Q3 		$44.5M Buy
1,233,353
+75,338
+7% +$2.71M 0.01% 903
2025
Q2 		$40.3M Sell
1,158,015
-112,128
-9% -$3.66M 0.01% 876
2025
Q1 		$41.6M Buy
1,270,143
+181,667
+17% +$6.34M 0.02% 766
2024
Q4 		$37.5M Buy
1,088,476
+158,994
+17% +$5.68M 0.02% 789
2024
Q3 		$32.6M Buy
929,482
+261,417
+39% +$8.66M 0.01% 799
2024
Q2 		$21.4M Buy
668,065
+188,564
+39% +$6.09M 0.01% 935
2024
Q1 		$16.4M Sell
479,501
-33,459
-7% -$1.07M 0.01% 1035
2023
Q4 		$16.2M Buy
512,960
+224,804
+78% +$6.42M 0.01% 978
2023
Q3 		$8.19M Buy
288,156
+155,648
+117% +$4.64M 0.01% 1284
2023
Q2 		$3.97M Buy
132,508
+87,842
+197% +$2.48M ﹤0.01% 1721
2023
Q1 		$1.27M Buy
+44,666
New +$1.29M ﹤0.01% 2554

Other funds holding SMOT

Gradient Investments
Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return
Great Lakes Advisors
Great Lakes Advisors Chicago, Illinois $12.7B AUM 28.72% 1-Year Est. Return
Mesirow Financial Investment Management
Mesirow Financial Investment Management Chicago, Illinois $6.47B AUM 15.41% 1-Year Est. Return
Financial Management Network
Financial Management Network Mission Viejo, California $695M AUM 13.16% 1-Year Est. Return
Focused Alpha LLC
Focused Alpha LLC Denver, Colorado $402M AUM 23.92% 1-Year Est. Return
Prospera Financial Services
Prospera Financial Services Dallas, Texas $7.73B AUM 29.41% 1-Year Est. Return
Eubel Brady & Suttman Asset Management
Eubel Brady & Suttman Asset Management Miamisburg, Ohio $862M AUM 8.44% 1-Year Est. Return
Bank of New Hampshire
Bank of New Hampshire Laconia, New Hampshire $463M AUM 23.57% 1-Year Est. Return
Golden State Equity Partners
Golden State Equity Partners South Coast Metro, California $1.7B AUM 14.02% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

LPL Financial's SMOT Position: Q3 2026 in Review

LPL Financial reduced its VanEck Morningstar SMID Moat ETF (SMOT) stake by 7.5% in Q3 2026, selling an estimated $2.49M and leaving 770,193 shares worth $28.9M. The position accounts for 0.01% of the portfolio, ranked #1368.

LPL Financial first reported a position in SMOT in Q1 2023 and has held it in 15 quarters since. The position peaked at $44.5M in Q3 2025. 55 funds tracked by Wall St. Rank hold SMOT as of Q3 2026.

  • LPL Financial held 770,193 shares of VanEck Morningstar SMID Moat ETF worth $28.9M as of Q3 2026.
  • LPL Financial sold 62,647 VanEck Morningstar SMID Moat ETF shares in Q3 2026, an estimated $2.49M.
  • VanEck Morningstar SMID Moat ETF made up 0.01% of LPL Financial's portfolio in Q3 2026, its #1368 holding.
  • LPL Financial first reported a position in VanEck Morningstar SMID Moat ETF in Q1 2023 and has held it in 15 quarters since.
  • LPL Financial's VanEck Morningstar SMID Moat ETF position peaked at $44.5M in Q3 2025.
  • 55 funds tracked by Wall St. Rank held VanEck Morningstar SMID Moat ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.