LPL Financial’s First Trust RiverFront Dynamic Asia Pacific ETF RFAP Stock Holding History

LPL Financial’s Portfolio RFAP Stock Details RFAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,622	Closed	-$207K	–	3304
2018 Q3	$207K	Sell	3,622 -1,591	-31%	-$89.6K	﹤0.01%	2972
2018 Q2	$296K	Buy	5,213 +122	+2%	+$7.29K	﹤0.01%	2661
2018 Q1	$306K	Buy	+5,091	New	+$314K	﹤0.01%	2588

Other funds holding RFAP

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

LPL Financial's RFAP Position: Q4 2018 in Review

LPL Financial sold out of First Trust RiverFront Dynamic Asia Pacific ETF (RFAP) in Q4 2018, closing a stake of 3,622 shares — an estimated $207K sold.

LPL Financial first reported a position in RFAP in Q1 2018 and held it in 3 quarters. The position peaked at $306K in Q1 2018. 16 funds tracked by Wall St. Rank hold RFAP as of Q4 2018.

LPL Financial reported no remaining First Trust RiverFront Dynamic Asia Pacific ETF position as of Q4 2018 after selling out during the quarter.
LPL Financial sold 3,622 First Trust RiverFront Dynamic Asia Pacific ETF shares in Q4 2018, an estimated $207K.
LPL Financial first reported a position in First Trust RiverFront Dynamic Asia Pacific ETF in Q1 2018 and held it in 3 quarters.
LPL Financial's First Trust RiverFront Dynamic Asia Pacific ETF position peaked at $306K in Q1 2018.
16 funds tracked by Wall St. Rank held First Trust RiverFront Dynamic Asia Pacific ETF as of Q4 2018.

Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.