LPL Financial’s ISHARES B CA RATED CORPORATE BOND FUND QLTC Stock Holding History

LPL Financial’s Portfolio QLTC Stock Details QLTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,838	Closed	-$237K	–	2967
2015 Q2	$237K	Sell	4,838 -399	-8%	-$19.9K	﹤0.01%	2499
2015 Q1	$259K	Sell	5,237 -1,412	-21%	-$69.6K	﹤0.01%	2362
2014 Q4	$329K	Buy	+6,649	New	+$339K	﹤0.01%	2072

Other funds holding QLTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial's QLTC Position: Q3 2015 in Review

LPL Financial sold out of ISHARES B CA RATED CORPORATE BOND FUND (QLTC) in Q3 2015, closing a stake of 4,838 shares — an estimated $237K sold.

LPL Financial first reported a position in QLTC in Q4 2014 and held it in 3 quarters. The position peaked at $329K in Q4 2014. 7 funds tracked by Wall St. Rank hold QLTC as of Q3 2015.

LPL Financial reported no remaining ISHARES B CA RATED CORPORATE BOND FUND position as of Q3 2015 after selling out during the quarter.
LPL Financial sold 4,838 ISHARES B CA RATED CORPORATE BOND FUND shares in Q3 2015, an estimated $237K.
LPL Financial first reported a position in ISHARES B CA RATED CORPORATE BOND FUND in Q4 2014 and held it in 3 quarters.
LPL Financial's ISHARES B CA RATED CORPORATE BOND FUND position peaked at $329K in Q4 2014.
7 funds tracked by Wall St. Rank held ISHARES B CA RATED CORPORATE BOND FUND as of Q3 2015.

Based on LPL Financial's 13F filing for Q3 2015, filed 13 Nov 2015.