LPL Financial’s ProShares Trust UltraShort Lehman 7-10 Year Treasury PST Stock Holding History

LPL Financial’s Portfolio PST Stock Details PST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,700	Closed	-$249K	–	2719
2016 Q2	$249K	Sell	12,700 -16,070	-56%	-$336K	﹤0.01%	2221
2016 Q1	$602K	Sell	28,770 -11,174	-28%	-$243K	﹤0.01%	2029
2015 Q4	$925K	Buy	39,944 +23,437	+142%	+$542K	﹤0.01%	1744
2015 Q3	$376K	Sell	16,507 -1,701	-9%	-$40.3K	﹤0.01%	2034
2015 Q2	$440K	Buy	18,208 +1,660	+10%	+$39.8K	﹤0.01%	2001
2015 Q1	$383K	Sell	16,548 -1,695	-9%	-$40.3K	﹤0.01%	2050
2014 Q4	$452K	Sell	18,243 -761	-4%	-$19.3K	﹤0.01%	1841
2014 Q3	$495K	Sell	19,004 -5,343	-22%	-$143K	﹤0.01%	1793
2014 Q2	$657K	Sell	24,347 -10,195	-30%	-$282K	﹤0.01%	1602
2014 Q1	$983K	Sell	34,542 -40,898	-54%	-$1.18M	0.01%	1278
2013 Q4	$2.29M	Sell	75,440 -1,575	-2%	-$46.2K	0.01%	757
2013 Q3	$2.28M	Sell	77,015 -2,434	-3%	-$73.1K	0.02%	714
2013 Q2	$2.35M	Buy	+79,449	New	+$2.19M	0.02%	648

Other funds holding PST

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CAM

Carret Asset Management New York $1.02B AUM 26.95% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

BUB

BBVA USA Bancshares Houston, Texas $2.1B AUM 62.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SCM

Southport Capital Management Chattanooga, Tennessee $274M AUM 28.84% 1-Year Est. Return

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial's PST Position: Q3 2016 in Review

LPL Financial sold out of ProShares Trust UltraShort Lehman 7-10 Year Treasury (PST) in Q3 2016, closing a stake of 12,700 shares — an estimated $249K sold.

LPL Financial first reported a position in PST in Q2 2013 and held it in 13 quarters. The position peaked at $2.35M in Q2 2013. 18 funds tracked by Wall St. Rank hold PST as of Q3 2016.

LPL Financial reported no remaining ProShares Trust UltraShort Lehman 7-10 Year Treasury position as of Q3 2016 after selling out during the quarter.
LPL Financial sold 12,700 ProShares Trust UltraShort Lehman 7-10 Year Treasury shares in Q3 2016, an estimated $249K.
LPL Financial first reported a position in ProShares Trust UltraShort Lehman 7-10 Year Treasury in Q2 2013 and held it in 13 quarters.
LPL Financial's ProShares Trust UltraShort Lehman 7-10 Year Treasury position peaked at $2.35M in Q2 2013.
18 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 7-10 Year Treasury as of Q3 2016.

Based on LPL Financial's 13F filing for Q3 2016, filed 16 Nov 2016.