LPL Financial
OCTM

LPL Financial’s FT Vest U.S. Equity Max Buffer ETF - October OCTM Stock Holding History

LPL Financial’s Portfolio OCTM Stock Details OCTM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-6,325
Closed -$204K – 6103
2025
Q3 		$204K Buy
+6,325
New +$201K ﹤0.01% 5343

Other funds holding OCTM

KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $6.15B AUM 22.62% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LI
LVZ Inc Holland, Michigan $984M AUM 17.9% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
CPP
Capasso Planning Partners Charleston, South Carolina $185M AUM 14.14% 1-Year Est. Return
FI
FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return
MFS
Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return
BWS
Buck Wealth Strategies Denver, Colorado $810M AUM 10.81% 1-Year Est. Return

LPL Financial's OCTM Position: Q4 2025 in Review

LPL Financial sold out of FT Vest U.S. Equity Max Buffer ETF - October (OCTM) in Q4 2025, closing a stake of 6,325 shares — an estimated $204K sold.

LPL Financial first reported a position in OCTM in Q3 2025 and held it in 1 quarter. The position peaked at $204K in Q3 2025. 42 funds tracked by Wall St. Rank hold OCTM as of Q4 2025.

  • LPL Financial reported no remaining FT Vest U.S. Equity Max Buffer ETF - October position as of Q4 2025 after selling out during the quarter.
  • LPL Financial sold 6,325 FT Vest U.S. Equity Max Buffer ETF - October shares in Q4 2025, an estimated $204K.
  • LPL Financial first reported a position in FT Vest U.S. Equity Max Buffer ETF - October in Q3 2025 and held it in 1 quarter.
  • LPL Financial's FT Vest U.S. Equity Max Buffer ETF - October position peaked at $204K in Q3 2025.
  • 42 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - October as of Q4 2025.

Based on LPL Financial's 13F filing for Q4 2025, filed 11 Feb 2026.