LPL Financial’s Navios Maritime Acquisition Corporation NNA Stock Holding History

LPL Financial’s Portfolio NNA Stock Details NNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-700	Closed	-$39K	–	2804
2014 Q2	$39K	Buy	+700	New	+$38K	﹤0.01%	2634
2014 Q1	–	Sell	-800	Closed	-$53K	–	2750
2013 Q4	$53K	Hold	800	–	–	﹤0.01%	2599
2013 Q3	$46K	Buy	+800	New	+$45.3K	﹤0.01%	2496

Other funds holding NNA

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

OIM

Oceanic Investment Management Douglas, Isle Of Man $118M AUM

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

LOAMU

Lombard Odier Asset Management (USA) New York $957M AUM 35.8% 1-Year Est. Return

KSCM

King Street Capital Management New York $328M AUM 0.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial's NNA Position: Q3 2014 in Review

LPL Financial sold out of Navios Maritime Acquisition Corporation (NNA) in Q3 2014, closing a stake of 700 shares — an estimated $39K sold.

LPL Financial first reported a position in NNA in Q3 2013 and held it in 3 quarters. The position peaked at $53K in Q4 2013. 73 funds tracked by Wall St. Rank hold NNA as of Q3 2014.

LPL Financial reported no remaining Navios Maritime Acquisition Corporation position as of Q3 2014 after selling out during the quarter.
LPL Financial sold 700 Navios Maritime Acquisition Corporation shares in Q3 2014, an estimated $39K.
LPL Financial first reported a position in Navios Maritime Acquisition Corporation in Q3 2013 and held it in 3 quarters.
LPL Financial's Navios Maritime Acquisition Corporation position peaked at $53K in Q4 2013.
73 funds tracked by Wall St. Rank held Navios Maritime Acquisition Corporation as of Q3 2014.

Based on LPL Financial's 13F filing for Q3 2014, filed 10 Nov 2014.