LPL Financial’s NUVEEN MASS AMT-FREE MUNI INC FD NGX Stock Holding History

LPL Financial’s Portfolio NGX Stock Details NGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-11,086	Closed	-$149K	–	2632
2013 Q2	$149K	Buy	+11,086	New	+$148K	﹤0.01%	2278

Other funds holding NGX

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

LPL Financial's NGX Position: Q3 2013 in Review

LPL Financial sold out of NUVEEN MASS AMT-FREE MUNI INC FD (NGX) in Q3 2013, closing a stake of 11,086 shares — an estimated $149K sold.

LPL Financial first reported a position in NGX in Q2 2013 and held it in 1 quarter. The position peaked at $149K in Q2 2013. 10 funds tracked by Wall St. Rank hold NGX as of Q3 2013.

LPL Financial reported no remaining NUVEEN MASS AMT-FREE MUNI INC FD position as of Q3 2013 after selling out during the quarter.
LPL Financial sold 11,086 NUVEEN MASS AMT-FREE MUNI INC FD shares in Q3 2013, an estimated $149K.
LPL Financial first reported a position in NUVEEN MASS AMT-FREE MUNI INC FD in Q2 2013 and held it in 1 quarter.
LPL Financial's NUVEEN MASS AMT-FREE MUNI INC FD position peaked at $149K in Q2 2013.
10 funds tracked by Wall St. Rank held NUVEEN MASS AMT-FREE MUNI INC FD as of Q3 2013.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.