LPL Financial’s Neptune Wellness Solutions Inc. Ordinary Shares NEPT Stock Holding History

LPL Financial’s Portfolio NEPT Stock Details NEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-10	Closed	-$16K	–	4444
2021 Q2	$16K	Hold	10	–	–	﹤0.01%	4199
2021 Q1	$18K	Buy	10 +2	+25%	+$5.04K	﹤0.01%	4054
2020 Q4	$19K	Sell	8 -1	-11%	-$2.57K	﹤0.01%	3784
2020 Q3	$27K	Buy	+9	New	+$34.3K	﹤0.01%	3490
2018 Q4	–	Sell	-8	Closed	-$45K	–	3274
2018 Q3	$45K	Hold	8	–	–	﹤0.01%	3178
2018 Q2	$36K	Hold	8	–	–	﹤0.01%	3159
2018 Q1	$31K	Buy	8 +1	+14%	+$4.15K	﹤0.01%	3137
2017 Q4	$24K	Hold	7	–	–	﹤0.01%	2997
2017 Q3	$9K	Hold	7	–	–	﹤0.01%	2856
2017 Q2	$8K	Hold	7	–	–	﹤0.01%	2789
2017 Q1	$10K	Hold	7	–	–	﹤0.01%	2688
2016 Q4	$10K	Hold	7	–	–	﹤0.01%	2669
2016 Q3	$11K	Hold	7	–	–	﹤0.01%	2615
2016 Q2	$10K	Sell	7 -7	-50%	-$10.6K	﹤0.01%	2603
2016 Q1	$21K	Hold	14	–	–	﹤0.01%	3058
2015 Q4	$20K	Buy	14 +7	+100%	+$11.2K	﹤0.01%	3105
2015 Q3	$12K	Buy	+7	New	+$12.9K	﹤0.01%	2765

Other funds holding NEPT

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Cambria Investment Management Manhattan Beach, California $1.79B AUM 28.1% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Emerald Advisors Bellevue, Washington $796M AUM 2.51% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

LPL Financial's NEPT Position: Q3 2021 in Review

LPL Financial sold out of Neptune Wellness Solutions Inc. Ordinary Shares (NEPT) in Q3 2021, closing a stake of 10 shares — an estimated $16K sold.

LPL Financial first reported a position in NEPT in Q3 2015 and held it in 17 quarters. The position peaked at $45K in Q3 2018. 40 funds tracked by Wall St. Rank hold NEPT as of Q3 2021.

LPL Financial reported no remaining Neptune Wellness Solutions Inc. Ordinary Shares position as of Q3 2021 after selling out during the quarter.
LPL Financial sold 10 Neptune Wellness Solutions Inc. Ordinary Shares shares in Q3 2021, an estimated $16K.
LPL Financial first reported a position in Neptune Wellness Solutions Inc. Ordinary Shares in Q3 2015 and held it in 17 quarters.
LPL Financial's Neptune Wellness Solutions Inc. Ordinary Shares position peaked at $45K in Q3 2018.
40 funds tracked by Wall St. Rank held Neptune Wellness Solutions Inc. Ordinary Shares as of Q3 2021.

Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.