LPL Financial’s Nuveen AA-BBB CLO ETF NCLO Stock Holding History

LPL Financial’s Portfolio NCLO Stock Details NCLO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.46M	Buy	+58,307	New	+$1.46M	﹤0.01%	4130

Other funds holding NCLO

Diversified Portfolios Inc Bloomfield Hills, Michigan $1.46B AUM 7.48% 1-Year Est. Return

Elevated Financial Group Indianapolis, Indiana $357M AUM 18.21% 1-Year Est. Return

Nuveen Charlotte, North Carolina $420B AUM 34.97% 1-Year Est. Return

Hidden Cove Wealth Management Bainbridge Island, Washington $187M AUM 19.69% 1-Year Est. Return

TSG Advice Partners Columbus, Ohio $764M AUM

Channel Wealth Santa Barbara, California $464M AUM 13.53% 1-Year Est. Return

Victory Financial Group Austin, Texas $1.09B AUM 19.21% 1-Year Est. Return

Flagstar Advisors New York $330M AUM 30.46% 1-Year Est. Return

Lionsbridge Wealth Management Jacksonville Beach, Florida $89.6M AUM 14.61% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

LPL Financial's NCLO Position: Q3 2026 in Review

LPL Financial opened a new position in Nuveen AA-BBB CLO ETF (NCLO) in Q3 2026: 58,307 shares worth $1.46M. The stake represents ﹤0.01% of the portfolio and ranks #4130 among its holdings.

11 funds tracked by Wall St. Rank hold NCLO as of Q3 2026.

LPL Financial held 58,307 shares of Nuveen AA-BBB CLO ETF worth $1.46M as of Q3 2026.
Nuveen AA-BBB CLO ETF was a new LPL Financial position in Q3 2026.
Nuveen AA-BBB CLO ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #4130 holding.
11 funds tracked by Wall St. Rank held Nuveen AA-BBB CLO ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.