LPL Financial’s NEOS Russell 2000 High Income ETF IWMI Stock Holding History

LPL Financial’s Portfolio IWMI Stock Details IWMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$54.1M	Buy	1,104,542 +365,032	+49%	+$19M	0.01%	993
2026 Q2	$39.6M	Buy	739,510 +175,595	+31%	+$9.02M	0.01%	1137
2026 Q1	$26.7M	Buy	563,915 +175,978	+45%	+$8.72M	0.01%	1279
2025 Q4	$18.9M	Buy	387,937 +204,184	+111%	+$10M	0.01%	1453
2025 Q3	$8.93M	Buy	183,753 +81,159	+79%	+$3.83M	﹤0.01%	1976
2025 Q2	$4.66M	Buy	102,594 +74,813	+269%	+$3.26M	﹤0.01%	2362
2025 Q1	$1.21M	Buy	+27,781	New	+$1.33M	﹤0.01%	3386

Other funds holding IWMI

Madden Securities Dallas, Texas $378M AUM 15.15% 1-Year Est. Return

Prevail Innovative Wealth Advisors Leawood, Kansas $776M AUM 12.78% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

Private Advisor Group Morristown, New Jersey $29.9B AUM 19.22% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Cascade Wealth Advisors Wenatchee, Washington $242M AUM 5.82% 1-Year Est. Return

Palacios Wealth Management Ormond Beach, Florida $188M AUM 33.2% 1-Year Est. Return

Wellington Group Indianapolis, Indiana $417M AUM 20.52% 1-Year Est. Return

Marshall & Sterling Wealth Advisors Poughkeepsie, New York $175M AUM 11.16% 1-Year Est. Return

LPL Financial's IWMI Position: Q3 2026 in Review

LPL Financial increased its NEOS Russell 2000 High Income ETF (IWMI) stake by 49% in Q3 2026, buying an estimated $19M and bringing the position to 1,104,542 shares worth $54.1M. The position accounts for 0.01% of the portfolio, ranked #993.

LPL Financial first reported a position in IWMI in Q1 2025 and has held it in 7 quarters since. 82 funds tracked by Wall St. Rank hold IWMI as of Q3 2026.

LPL Financial held 1,104,542 shares of NEOS Russell 2000 High Income ETF worth $54.1M as of Q3 2026.
LPL Financial bought 365,032 NEOS Russell 2000 High Income ETF shares in Q3 2026, an estimated $19M.
NEOS Russell 2000 High Income ETF made up 0.01% of LPL Financial's portfolio in Q3 2026, its #993 holding.
LPL Financial first reported a position in NEOS Russell 2000 High Income ETF in Q1 2025 and has held it in 7 quarters since.
82 funds tracked by Wall St. Rank held NEOS Russell 2000 High Income ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.