LPL Financial’s SPDR NUVEEN BARCLAYS N Y MUN BD ETF INY Stock Holding History

LPL Financial’s Portfolio INY Stock Details INY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-11,298	Closed	-$270K	–	3282
2016 Q1	$270K	Hold	11,298	–	–	﹤0.01%	2595
2015 Q4	$271K	Buy	+11,298	New	+$265K	﹤0.01%	2611

Other funds holding INY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

ERIM

Eagle Ridge Investment Management Stamford, Connecticut $1.15B AUM 18.44% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial's INY Position: Q2 2016 in Review

LPL Financial sold out of SPDR NUVEEN BARCLAYS N Y MUN BD ETF (INY) in Q2 2016, closing a stake of 11,298 shares — an estimated $270K sold.

LPL Financial first reported a position in INY in Q4 2015 and held it in 2 quarters. The position peaked at $271K in Q4 2015. 18 funds tracked by Wall St. Rank hold INY as of Q2 2016.

LPL Financial reported no remaining SPDR NUVEEN BARCLAYS N Y MUN BD ETF position as of Q2 2016 after selling out during the quarter.
LPL Financial sold 11,298 SPDR NUVEEN BARCLAYS N Y MUN BD ETF shares in Q2 2016, an estimated $270K.
LPL Financial first reported a position in SPDR NUVEEN BARCLAYS N Y MUN BD ETF in Q4 2015 and held it in 2 quarters.
LPL Financial's SPDR NUVEEN BARCLAYS N Y MUN BD ETF position peaked at $271K in Q4 2015.
18 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS N Y MUN BD ETF as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.