LPL Financial’s Principal Active Global Dividend Income ETF GDVD Stock Holding History

LPL Financial’s Portfolio GDVD Stock Details GDVD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,320	Closed	-$297K	–	3675
2020 Q2	$297K	Hold	11,320	–	–	﹤0.01%	2844
2020 Q1	$253K	Sell	11,320 -1,250	-10%	-$34.3K	﹤0.01%	2636
2019 Q4	$378K	Buy	12,570 +650	+5%	+$18.7K	﹤0.01%	2597
2019 Q3	$335K	Buy	11,920 +3,058	+35%	+$83.8K	﹤0.01%	2584
2019 Q2	$248K	Buy	+8,862	New	+$242K	﹤0.01%	2858

Other funds holding GDVD

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial's GDVD Position: Q3 2020 in Review

LPL Financial sold out of Principal Active Global Dividend Income ETF (GDVD) in Q3 2020, closing a stake of 11,320 shares — an estimated $297K sold.

LPL Financial first reported a position in GDVD in Q2 2019 and held it in 5 quarters. The position peaked at $378K in Q4 2019. 5 funds tracked by Wall St. Rank hold GDVD as of Q3 2020.

LPL Financial reported no remaining Principal Active Global Dividend Income ETF position as of Q3 2020 after selling out during the quarter.
LPL Financial sold 11,320 Principal Active Global Dividend Income ETF shares in Q3 2020, an estimated $297K.
LPL Financial first reported a position in Principal Active Global Dividend Income ETF in Q2 2019 and held it in 5 quarters.
LPL Financial's Principal Active Global Dividend Income ETF position peaked at $378K in Q4 2019.
5 funds tracked by Wall St. Rank held Principal Active Global Dividend Income ETF as of Q3 2020.

Based on LPL Financial's 13F filing for Q3 2020, filed 9 Nov 2020.