LPL Financial

LPL Financial’s iPath US Treasury 10-year Bear ETN DTYS Stock Holding History

LPL Financial’s Portfolio DTYS Stock Details DTYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-24,312	Closed	-$556K	–	2928
2014 Q4	$556K	Buy	24,312 +4,331	+22%	+$102K	﹤0.01%	1702
2014 Q3	$504K	Buy	+19,981	New	+$526K	﹤0.01%	1781

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MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

FolioMetrix Omaha, Nebraska $239M AUM

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return