LPL Financial’s DeltaShares S&P 600 Managed Risk ETF DMRS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-4,980	Closed	-$296K	–	3275
2018 Q3	$296K	Buy	4,980 +172	+4%	+$10.2K	﹤0.01%	2698
2018 Q2	$275K	Buy	4,808 +67	+1%	+$3.83K	﹤0.01%	2714
2018 Q1	$253K	Buy	4,741 +617	+15%	+$32.9K	﹤0.01%	2760
2017 Q4	$224K	Buy	+4,124	New	+$224K	﹤0.01%	2711