LPL Financial’s DeltaShares S&P 400 Managed Risk ETF DMRM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-5,021	Closed	-$282K	–	3274
2018 Q3	$282K	Buy	5,021 +185	+4%	+$10.4K	﹤0.01%	2741
2018 Q2	$264K	Buy	4,836 +74	+2%	+$4.04K	﹤0.01%	2750
2018 Q1	$250K	Buy	4,762 +613	+15%	+$32.2K	﹤0.01%	2767
2017 Q4	$224K	Buy	+4,149	New	+$224K	﹤0.01%	2710