LPL Financial
CMO

LPL Financial’s Capstead Mortgage Corp. CMO Stock Holding History

LPL Financial’s Portfolio CMO Stock Details CMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-11,672
Closed -$92K – 3371
2018
Q3 		$92K Sell
11,672
-4,218
-27% -$35.5K ﹤0.01% 3135
2018
Q2 		$142K Sell
15,890
-5,607
-26% -$50.2K ﹤0.01% 3068
2018
Q1 		$186K Buy
+21,497
New +$186K ﹤0.01% 2975
2017
Q1 		– Sell
-11,201
Closed -$117K – 2888
2016
Q4 		$117K Sell
11,201
-377
-3% -$3.7K ﹤0.01% 2576
2016
Q3 		$105K Sell
11,578
-435
-4% -$4.33K ﹤0.01% 2522
2016
Q2 		$118K Sell
12,013
-16,687
-58% -$163K ﹤0.01% 2485
2016
Q1 		$283K Buy
28,700
+3,900
+16% +$36.2K ﹤0.01% 2558
2015
Q4 		$224K Buy
24,800
+4,508
+22% +$43.5K ﹤0.01% 2743
2015
Q3 		$208K Buy
20,292
+4,719
+30% +$51.2K ﹤0.01% 2490
2015
Q2 		$177K Buy
15,573
+3,265
+27% +$38.5K ﹤0.01% 2662
2015
Q1 		$145K Buy
12,308
+184
+2% +$2.21K ﹤0.01% 2628
2014
Q4 		$149K Sell
12,124
-1,042
-8% -$13.2K ﹤0.01% 2569
2014
Q3 		$163K Buy
13,166
+1,447
+12% +$18.9K ﹤0.01% 2524
2014
Q2 		$154K Buy
11,719
+869
+8% +$11.3K ﹤0.01% 2550
2014
Q1 		$137K Buy
10,850
+425
+4% +$5.37K ﹤0.01% 2526
2013
Q4 		$126K Buy
+10,425
New +$124K ﹤0.01% 2536
2013
Q3 		– Sell
-121,242
Closed -$1.47M – 2648
2013
Q2 		$1.47M Buy
+121,242
New +$1.53M 0.01% 890

Other funds holding CMO

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PIM
Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $1T AUM

LPL Financial's CMO Position: Q4 2018 in Review

LPL Financial sold out of Capstead Mortgage Corp. (CMO) in Q4 2018, closing a stake of 11,672 shares — an estimated $92K sold.

LPL Financial first reported a position in CMO in Q2 2013 and held it in 17 quarters. The position peaked at $1.47M in Q2 2013. 164 funds tracked by Wall St. Rank hold CMO as of Q4 2018.

  • LPL Financial reported no remaining Capstead Mortgage Corp. position as of Q4 2018 after selling out during the quarter.
  • LPL Financial sold 11,672 Capstead Mortgage Corp. shares in Q4 2018, an estimated $92K.
  • LPL Financial first reported a position in Capstead Mortgage Corp. in Q2 2013 and held it in 17 quarters.
  • LPL Financial's Capstead Mortgage Corp. position peaked at $1.47M in Q2 2013.
  • 164 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q4 2018.

Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.