LPL Financial’s Global X MSCI China Financials ETF CHIX Stock Holding History

LPL Financial’s Portfolio CHIX Stock Details CHIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-11,935	Closed	-$196K	–	3438
2019 Q2	$196K	Sell	11,935 -9,732	-45%	-$162K	﹤0.01%	3033
2019 Q1	$374K	Buy	+21,667	New	+$357K	﹤0.01%	2457
2013 Q4	–	Sell	-16,437	Closed	-$224K	–	2762
2013 Q3	$224K	Buy	+16,437	New	+$203K	﹤0.01%	2236

Other funds holding CHIX

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

LPL Financial's CHIX Position: Q3 2019 in Review

LPL Financial sold out of Global X MSCI China Financials ETF (CHIX) in Q3 2019, closing a stake of 11,935 shares — an estimated $196K sold.

LPL Financial first reported a position in CHIX in Q3 2013 and held it in 3 quarters. The position peaked at $374K in Q1 2019. 21 funds tracked by Wall St. Rank hold CHIX as of Q3 2019.

LPL Financial reported no remaining Global X MSCI China Financials ETF position as of Q3 2019 after selling out during the quarter.
LPL Financial sold 11,935 Global X MSCI China Financials ETF shares in Q3 2019, an estimated $196K.
LPL Financial first reported a position in Global X MSCI China Financials ETF in Q3 2013 and held it in 3 quarters.
LPL Financial's Global X MSCI China Financials ETF position peaked at $374K in Q1 2019.
21 funds tracked by Wall St. Rank held Global X MSCI China Financials ETF as of Q3 2019.

Based on LPL Financial's 13F filing for Q3 2019, filed 13 Nov 2019.