LPL Financial
CEFZ

LPL Financial’s RiverNorth Active Income ETF CEFZ Stock Holding History

LPL Financial’s Portfolio CEFZ Stock Details CEFZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-13,830
Closed -$113K – 6119
2025
Q3 		$113K Buy
+13,830
New +$112K ﹤0.01% 5483

Other funds holding CEFZ

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return
WA
Waverly Advisors Birmingham, Alabama $13.4B AUM 18.56% 1-Year Est. Return
WA
Waddell & Associates Memphis, Tennessee $2.02B AUM 36.49% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
TSWM
Triangle Securities Wealth Management Raleigh, North Carolina $504M AUM 28.13% 1-Year Est. Return
GS
GTS Securities New York $2.83B AUM 21.76% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

LPL Financial's CEFZ Position: Q4 2025 in Review

LPL Financial sold out of RiverNorth Active Income ETF (CEFZ) in Q4 2025, closing a stake of 13,830 shares — an estimated $113K sold.

LPL Financial first reported a position in CEFZ in Q3 2025 and held it in 1 quarter. The position peaked at $113K in Q3 2025. 29 funds tracked by Wall St. Rank hold CEFZ as of Q4 2025.

  • LPL Financial reported no remaining RiverNorth Active Income ETF position as of Q4 2025 after selling out during the quarter.
  • LPL Financial sold 13,830 RiverNorth Active Income ETF shares in Q4 2025, an estimated $113K.
  • LPL Financial first reported a position in RiverNorth Active Income ETF in Q3 2025 and held it in 1 quarter.
  • LPL Financial's RiverNorth Active Income ETF position peaked at $113K in Q3 2025.
  • 29 funds tracked by Wall St. Rank held RiverNorth Active Income ETF as of Q4 2025.

Based on LPL Financial's 13F filing for Q4 2025, filed 11 Feb 2026.