LPL Financial’s Global X Brazil Mid Cap ETF BRAZ Stock Holding History

LPL Financial’s Portfolio BRAZ Stock Details BRAZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-12,850	Closed	-$168K	–	2659
2013 Q2	$168K	Buy	+12,850	New	+$193K	﹤0.01%	2255

Other funds holding BRAZ

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

EWM

Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

HCM

Highlander Capital Management Short Hills, New Jersey $292M AUM 22.24% 1-Year Est. Return

LPL Financial's BRAZ Position: Q3 2013 in Review

LPL Financial sold out of Global X Brazil Mid Cap ETF (BRAZ) in Q3 2013, closing a stake of 12,850 shares — an estimated $168K sold.

LPL Financial first reported a position in BRAZ in Q2 2013 and held it in 1 quarter. The position peaked at $168K in Q2 2013. 8 funds tracked by Wall St. Rank hold BRAZ as of Q3 2013.

LPL Financial reported no remaining Global X Brazil Mid Cap ETF position as of Q3 2013 after selling out during the quarter.
LPL Financial sold 12,850 Global X Brazil Mid Cap ETF shares in Q3 2013, an estimated $168K.
LPL Financial first reported a position in Global X Brazil Mid Cap ETF in Q2 2013 and held it in 1 quarter.
LPL Financial's Global X Brazil Mid Cap ETF position peaked at $168K in Q2 2013.
8 funds tracked by Wall St. Rank held Global X Brazil Mid Cap ETF as of Q3 2013.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.