LPL Financial
BAXS

LPL Financial’s BAXANO SURGICAL INC COM STK (DE) BAXS Stock Holding History

LPL Financial’s Portfolio BAXS Stock Details BAXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-19,161
Closed -$46K – 2625
2013
Q2 		$46K Buy
+19,161
New +$43K ﹤0.01% 2370

Other funds holding BAXS

PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
DCM
DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
VAM
Visium Asset Management New York $1.43B AUM 3.58% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

LPL Financial's BAXS Position: Q3 2013 in Review

LPL Financial sold out of BAXANO SURGICAL INC COM STK (DE) (BAXS) in Q3 2013, closing a stake of 19,161 shares — an estimated $46K sold.

LPL Financial first reported a position in BAXS in Q2 2013 and held it in 1 quarter. The position peaked at $46K in Q2 2013. 28 funds tracked by Wall St. Rank hold BAXS as of Q3 2013.

  • LPL Financial reported no remaining BAXANO SURGICAL INC COM STK (DE) position as of Q3 2013 after selling out during the quarter.
  • LPL Financial sold 19,161 BAXANO SURGICAL INC COM STK (DE) shares in Q3 2013, an estimated $46K.
  • LPL Financial first reported a position in BAXANO SURGICAL INC COM STK (DE) in Q2 2013 and held it in 1 quarter.
  • LPL Financial's BAXANO SURGICAL INC COM STK (DE) position peaked at $46K in Q2 2013.
  • 28 funds tracked by Wall St. Rank held BAXANO SURGICAL INC COM STK (DE) as of Q3 2013.

Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.