LPL Financial’s AllianzIM U.S. Equity Buffer20 Aug ETF AUGW Stock Holding History

LPL Financial’s Portfolio AUGW Stock Details AUGW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.5M	Sell	108,797 -12,915	-11%	-$421K	﹤0.01%	2951
2025 Q4	$3.96M	Sell	121,712 -2,411	-2%	-$77.5K	﹤0.01%	2749
2025 Q3	$3.97M	Buy	124,123 +56,164	+83%	+$1.76M	﹤0.01%	2681
2025 Q2	$2.09M	Buy	67,959 +16,835	+33%	+$493K	﹤0.01%	3087
2025 Q1	$1.47M	Sell	51,124 -913	-2%	-$26.8K	﹤0.01%	3225
2024 Q4	$1.52M	Buy	52,037 +14,988	+40%	+$437K	﹤0.01%	3130
2024 Q3	$1.07M	Buy	37,049 +26,442	+249%	+$745K	﹤0.01%	3332
2024 Q2	$296K	Sell	10,607 -380	-3%	-$10.4K	﹤0.01%	4274
2024 Q1	$298K	Buy	+10,987	New	+$291K	﹤0.01%	4204

Other funds holding AUGW

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AFS

Access Financial Services Minneapolis, Minnesota $305M AUM 15.71% 1-Year Est. Return

Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return

AAM

American Asset Management Boca Raton, Florida $123M AUM 12.5% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return

LPL Financial's AUGW Position: Q1 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer20 Aug ETF (AUGW) stake by 11% in Q1 2026, selling an estimated $421K and leaving 108,797 shares worth $3.5M. The position accounts for ﹤0.01% of the portfolio, ranked #2951.

LPL Financial first reported a position in AUGW in Q1 2024 and has held it in 9 quarters since. The position peaked at $3.97M in Q3 2025. 52 funds tracked by Wall St. Rank hold AUGW as of Q1 2026.

LPL Financial held 108,797 shares of AllianzIM U.S. Equity Buffer20 Aug ETF worth $3.5M as of Q1 2026.
LPL Financial sold 12,915 AllianzIM U.S. Equity Buffer20 Aug ETF shares in Q1 2026, an estimated $421K.
AllianzIM U.S. Equity Buffer20 Aug ETF made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2951 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer20 Aug ETF in Q1 2024 and has held it in 9 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer20 Aug ETF position peaked at $3.97M in Q3 2025.
52 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Aug ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.