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Lord & Richards Wealth Management Portfolio holdings
AUM
$131M
Turnover
46.43%
1-Year Est. Return
11.17%
This Fund
S&P 500
This Quarter Est. Return
+1.17%
1 Year Est. Return
+11.17%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$131M
AUM Growth
+$3.16M
(+2.5%)
Cap. Flow
+$2.81M
Cap. Flow % of AUM
Cap. Flow %
2.14%
Top 10 Holdings %
Top 10 Hldgs %
52.36%
Holding
84
New
35
Increased
10
Reduced
34
Closed
4
Avg Time Held
0.9
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Equity Defined Protection ETF - 6mo Jan/Jul
JAJL
|
+$3.57M |
| 2 |
Innovator Equity Defined Protection ETF - 1 Yr November
ZNOV
|
+$3.07M |
| 3 |
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
|
+$2.22M |
| 4 |
Innovator Equity Managed 100 Buffer ETF
BFRZ
|
+$2.11M |
| 5 |
Apple
AAPL
|
+$1.31M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$3.14M |
| 2 |
BondBloxx Private Credit CLO ETF
PCMM
|
+$2.26M |
| 3 |
Aptus Collared Investment Opportunity ETF
ACIO
|
+$1.99M |
| 4 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$1.54M |
| 5 |
Aptus Defined Risk ETF
DRSK
|
+$1.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 72.61% |
| 2 | Technology | 11.18% |
| 3 | Financials | 3.52% |
| 4 | Industrials | 2.49% |
| 5 | Communication Services | 2.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
State Street SPDR Portfolio S&P 500 ETF
SPYM
$182B
| $15.7M | 11.98% |
174,743
-35,087
| -17% | -$3.14M |
2024 Q4
7 quarters
|
|
|
2
Aptus Collared Investment Opportunity ETF
ACIO
$2.36B
| $10.6M | 8.08% |
225,459
-42,549
| -16% | -$1.99M |
2024 Q4
7 quarters
|
|
3
BNY Mellon Core Bond ETF
BKAG
$1.5B
| $9.46M | 7.22% |
236,042
-19,316
| -8% | -$796K |
2024 Q4
7 quarters
|
|
|
4
Vanguard FTSE Developed Markets ETF
VEA
$227B
| $7.3M | 5.57% |
103,357
-21,460
| -17% | -$1.54M |
2024 Q4
7 quarters
|
|
|
5
Aptus Defined Risk ETF
DRSK
$1.39B
| $7.02M | 5.36% |
258,226
-40,265
| -13% | -$1.14M |
2024 Q4
7 quarters
|
|
6
DoubleLine Mortgage ETF
DMBS
$686M
| $4.46M | 3.41% |
96,342
-14,829
| -13% | -$712K |
2024 Q4
7 quarters
|
|
7
NVIDIA
NVDA
$5.12T
| $3.83M | 2.92% |
16,759
+3,452
| +26% | +$740K |
2024 Q4
7 quarters
|
|
|
8
Innovator Equity Defined Protection ETF - 6mo Jan/Jul
JAJL
$302M
| $3.59M | 2.74% |
+118,532
| New | +$3.57M |
2026 Q3
0 quarters
|
|
9
Aptus Behavioral Momentum ETF
ADME
$308M
| $3.55M | 2.71% |
63,177
-10,823
| -15% | -$607K |
2024 Q4
7 quarters
|
|
|
10
Innovator Equity Defined Protection ETF - 1 Yr November
ZNOV
$105M
| $3.09M | 2.36% |
+110,842
| New | +$3.07M |
2026 Q3
0 quarters
|
|
11
Invesco S&P 500 Equal Weight ETF
RSP
$101B
| $3.06M | 2.34% |
14,729
-3,046
| -17% | -$658K |
2024 Q4
7 quarters
|
|
12
Aptus Large Cap Upside ETF
UPSD
$127M
| $2.84M | 2.17% |
95,243
-19,120
| -17% | -$568K |
2025 Q1
6 quarters
|
|
13
Microsoft
MSFT
$3.87T
| $2.77M | 2.12% |
5,406
-207
| -4% | -$95.7K |
2024 Q4
7 quarters
|
|
14
Schwab US TIPS ETF
SCHP
$16.4B
| $2.49M | 1.9% |
99,127
-15,086
| -13% | -$391K |
2025 Q1
6 quarters
|
|
15
Aptus Enhanced Yield ETF
JUCY
$373M
| $2.34M | 1.79% |
108,326
-19,513
| -15% | -$428K |
2024 Q4
7 quarters
|
|
|
16
Apple
AAPL
$5.08T
| $2.26M | 1.72% |
6,779
+4,087
| +152% | +$1.31M |
2024 Q4
7 quarters
|
|
|
17
Innovator Equity Defined Protection ETF - 1 Yr September
ZSEP
$237M
| $2.22M | 1.7% |
+79,821
| New | +$2.22M |
2026 Q3
0 quarters
|
|
|
18
Innovator Equity Managed 100 Buffer ETF
BFRZ
$143M
| $2.11M | 1.61% |
+77,808
| New | +$2.11M |
2026 Q3
0 quarters
|
|
19
Freedom 100 Emerging Markets ETF
FRDM
$3.26B
| $2.01M | 1.54% |
28,743
-6,335
| -18% | -$433K |
2025 Q1
6 quarters
|
|
20
Alphabet (Google) Class A
GOOGL
$3.97T
| $1.97M | 1.5% |
5,724
+1,942
| +51% | +$674K |
2025 Q1
6 quarters
|
|
21
Vanguard Morningstar Small-Cap ETF
VB
$78.1B
| $1.9M | 1.45% |
6,691
-1,407
| -17% | -$419K |
2024 Q4
7 quarters
|
|
22
Opus Small Cap Value ETF
OSCV
$621M
| $1.85M | 1.41% |
47,095
-9,317
| -17% | -$390K |
2024 Q4
7 quarters
|
|
23
Aptus Large Cap Enhanced Yield ETF
DUBS
$423M
| $1.68M | 1.28% |
39,113
-7,856
| -17% | -$334K |
2024 Q4
7 quarters
|
|
24
Aptus International Enhanced Yield ETF
IDUB
$497M
| $1.64M | 1.25% |
59,975
-11,682
| -16% | -$325K |
2024 Q4
7 quarters
|
|
25
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $1.59M | 1.22% |
26,836
-5,219
| -16% | -$312K |
2024 Q4
7 quarters
|
|
Similar funds
Lord & Richards Wealth Management's Q3 2026 Portfolio in Review
As of Q3 2026, Lord & Richards Wealth Management held 84 positions worth $131M, up 2.5% from $128M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Lord & Richards Wealth Management's Q3 2026 filing shows 35 new, 10 increased, 34 reduced and 4 closed positions. Its largest new stake was Innovator Equity Defined Protection ETF - 6mo Jan/Jul: 118,532 shares worth $3.59M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $3.14M.
By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 79% a quarter earlier, followed by Technology and Financials.
- Lord & Richards Wealth Management's largest Q3 2026 buy was Innovator Equity Defined Protection ETF - 6mo Jan/Jul: 118,532 shares worth $3.59M.
- Lord & Richards Wealth Management added most to Apple in Q3 2026, an estimated $1.31M increase.
- Lord & Richards Wealth Management's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $3.14M.
- Lord & Richards Wealth Management fully exited BondBloxx Private Credit CLO ETF in Q3 2026, selling an estimated $2.26M.
- Lord & Richards Wealth Management's ten largest holdings make up 52% of its $131M portfolio in Q3 2026.
- Lord & Richards Wealth Management opened 35 new positions and closed 4 in Q3 2026.
- Lord & Richards Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $131M.
Based on Lord & Richards Wealth Management's 13F filing for Q3 2026, filed 14 Oct 2026.