We are live on ! Find out more
LIG

Lokken Investment Group Portfolio holdings

AUM $291M
1-Year Est. Return 13.61%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+13.61%
3 Year Est. Return
+65.29%
5 Year Est. Return
+84.47%
10 Year Est. Return
–
AUM
$126M
AUM Growth
+$3.03M
Cap. Flow
+$4.22M
Cap. Flow %
3.35%
Top 10 Hldgs %
42.46%
Holding
125
New
10
Increased
44
Reduced
39
Closed
4

Top Buys

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$1.36M
2
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$796K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$703K
4
ESGV icon
Vanguard ESG US Stock ETF
ESGV
+$469K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$353K

Top Sells

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$786K
2
LMT icon
Lockheed Martin
LMT
+$485K
3
VUG icon
Vanguard Growth ETF
VUG
+$303K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$282K
5
T icon
AT&T
T
+$238K

Sector Composition

Rank Sector Weight
1 Technology 8.4%
2 Financials 8.23%
3 Healthcare 4.4%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
1
Vanguard Value ETF
VTV
$188B
$9.5M 7.53%
70,147
+2,317
+3% +$323K
VUG icon
2
Vanguard Growth ETF
VUG
$212B
$9.08M 7.2%
187,842
-6,084
-3% -$303K
BSV icon
3
Vanguard Short-Term Bond ETF
BSV
$44.7B
$6.23M 4.94%
76,041
+4,296
+6% +$353K
VO icon
4
Vanguard Mid-Cap ETF
VO
$106B
$5.5M 4.36%
92,896
+1,864
+2% +$113K
AAPL icon
5
Apple
AAPL
$4.97T
$5.07M 4.02%
35,795
-60
-0.2% -$8.83K
GLD icon
6
SPDR Gold Trust
GLD
$131B
$4.24M 3.36%
25,819
+1,641
+7% +$275K
STPZ icon
7
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$507M
$3.77M 2.99%
68,749
+24,721
+56% +$1.36M
VB icon
8
Vanguard Small-Cap ETF
VB
$78.9B
$3.48M 2.75%
15,892
+454
+3% +$101K
MSFT icon
9
Microsoft
MSFT
$2.9T
$3.46M 2.74%
12,256
-182
-1% -$53K
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.24M 2.57%
11,862
+167
+1% +$46.9K
BND icon
11
Vanguard Total Bond Market
BND
$158B
$3.23M 2.56%
37,813
-40
-0.1% -$3.45K
VTI icon
12
Vanguard Total Stock Market ETF
VTI
$646B
$3.19M 2.53%
14,369
+228
+2% +$52K
FTCS icon
13
First Trust Capital Strength ETF
FTCS
$8.05B
$2.86M 2.26%
38,173
+2,216
+6% +$173K
FIXD icon
14
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.5M 1.98%
46,646
+5,048
+12% +$273K
IBB icon
15
iShares Biotechnology ETF
IBB
$9.45B
$2.24M 1.78%
13,876
-53
-0.4% -$8.92K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$2.05M 1.63%
4,785
+233
+5% +$103K
ANGL icon
17
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.91M 1.52%
57,848
+7,673
+15% +$254K
VCR icon
18
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$1.73M 1.37%
5,594
-256
-4% -$81.3K
JNJ icon
19
Johnson & Johnson
JNJ
$640B
$1.73M 1.37%
10,698
-215
-2% -$36.7K
NXTG icon
20
First Trust Indxx NextG ETF
NXTG
$523M
$1.6M 1.27%
21,035
-2,692
-11% -$209K
IWV icon
21
iShares Russell 3000 ETF
IWV
$19.2B
$1.56M 1.24%
6,138
+344
+6% +$90.1K
QQQ icon
22
Invesco QQQ Trust
QQQ
$436B
$1.44M 1.14%
4,035
+34
+0.8% +$12.5K
BLCN
23
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$1.29M 1.03%
29,010
+2,662
+10% +$124K
GDV icon
24
Gabelli Dividend & Income Trust
GDV
$2.59B
$1.23M 0.97%
47,520
+2,409
+5% +$63.8K
PFE icon
25
Pfizer
PFE
$143B
$1.18M 0.94%
27,494
-414
-1% -$18.3K
1
2 3 4 5

Similar funds

LSA
Lion Street Advisors Austin, Texas $289M AUM 3.13% 1-Year Est. Return
OPPS
Obsidian Personal Planning Solutions Rockville, Maryland $288M AUM 10% 1-Year Est. Return
FIBT
First International Bank & Trust Watford City, North Dakota $288M AUM 6.85% 1-Year Est. Return
FW
FullCircle Wealth Dallas, Texas $284M AUM 15.13% 1-Year Est. Return
GCM
Galibier Capital Management Toronto, Ontario, Canada $300M AUM 22.03% 1-Year Est. Return
AFWM
Abich Financial Wealth Management Ashburn, Virginia $281M AUM
LWA
Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return
FWM
FSA Wealth Management Needham, Massachusetts $273M AUM 16.98% 1-Year Est. Return

Lokken Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Lokken Investment Group held 125 positions worth $126M, up 2.5% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Lokken Investment Group deployed $4.22M of net new capital in Q3 2021, opening 10 new positions and adding to 44 existing holdings. Its largest new stake was Saba Closed-End Funds ETF: 37,467 shares worth $797K.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Cohen & Steers Closed End Opportunity Fund, an estimated $786K trimmed.

  • Lokken Investment Group's largest Q3 2021 buy was Saba Closed-End Funds ETF: 37,467 shares worth $797K.
  • Lokken Investment Group added most to PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund in Q3 2021, an estimated $1.36M increase.
  • Lokken Investment Group's biggest Q3 2021 reduction was Cohen & Steers Closed End Opportunity Fund, cutting an estimated $786K.
  • Lokken Investment Group fully exited Lockheed Martin in Q3 2021, selling an estimated $485K.
  • Lokken Investment Group's ten largest holdings make up 42% of its $126M portfolio in Q3 2021.
  • Lokken Investment Group opened 10 new positions and closed 4 in Q3 2021.
  • Lokken Investment Group's portfolio value rose 2.5% quarter-over-quarter to $126M.

Based on Lokken Investment Group's 13F filing for Q3 2021, filed 5 Nov 2021.