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LIG

Lokken Investment Group Portfolio holdings

AUM $291M
1-Year Est. Return 13.61%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+13.61%
3 Year Est. Return
+65.29%
5 Year Est. Return
+84.47%
10 Year Est. Return
–
AUM
$126M
AUM Growth
+$3.03M
Cap. Flow
+$4.22M
Cap. Flow %
3.35%
Top 10 Hldgs %
42.46%
Holding
125
New
10
Increased
44
Reduced
39
Closed
4

Top Buys

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$1.36M
2
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$796K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$703K
4
ESGV icon
Vanguard ESG US Stock ETF
ESGV
+$469K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$353K

Top Sells

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$786K
2
LMT icon
Lockheed Martin
LMT
+$485K
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$303K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$282K
5
T icon
AT&T
T
+$238K

Sector Composition

Rank Sector Weight
1 Technology 8.4%
2 Financials 8.23%
3 Healthcare 4.4%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
101
American Water Works
AWK
$26.2B
$260K 0.21%
1,537
-40
-3% -$6.99K
BSCM
102
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$260K 0.21%
12,058
-238
-2% -$5.13K
BSCL
103
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$255K 0.2%
12,073
– –
PEP icon
104
PepsiCo
PEP
$188B
$252K 0.2%
1,678
-63
-4% -$9.75K
PII icon
105
Polaris
PII
$4.01B
$252K 0.2%
2,104
– –
MMM icon
106
3M
MMM
$93.6B
$246K 0.2%
1,678
+136
+9% +$22K
LQD icon
107
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$238K 0.19%
1,790
-122
-6% -$16.5K
NSC icon
108
Norfolk Southern
NSC
$75.7B
$236K 0.19%
986
– –
XLF icon
109
State Street Financial Select Sector SPDR ETF
XLF
$59B
$233K 0.18%
6,208
+1
+0% +$37
SGA icon
110
Saga Communications
SGA
$62M
$225K 0.18%
10,000
– –
CVX icon
111
Chevron
CVX
$378B
$219K 0.17%
2,161
+32
+2% +$3.19K
SYNA icon
112
Synaptics
SYNA
$4.17B
$216K 0.17%
+1,200
New +$202K
VFC icon
113
VF Corp
VFC
$5.81B
$215K 0.17%
3,212
-90
-3% -$6.91K
GORV
114
DELISTED
Lazydays
GORV
$213K 0.17%
+333
New +$224K
DUK icon
115
Duke Energy
DUK
$94.9B
$201K 0.16%
2,061
+2
+0.1% +$207
RIV
116
RiverNorth Opportunities Fund
RIV
$317M
$183K 0.15%
10,790
– –
USA icon
117
Liberty All-Star Equity Fund
USA
$1.86B
$162K 0.13%
18,867
-11
-0.1% -$96
OCSL icon
118
Oaktree Specialty Lending
OCSL
$1.12B
$145K 0.12%
6,844
-13,333
-66% -$282K
NIM icon
119
Nuveen Select Maturities Municipal Fund
NIM
$117M
$131K 0.1%
+12,084
New +$131K
HNNA icon
120
Hennessy Advisors
HNNA
$78.3M
$119K 0.09%
12,336
– –
BKCC
121
DELISTED
BlackRock Capital Investment Corporation
BKCC
$44K 0.03%
+11,456
New +$45.9K
ITW icon
122
Illinois Tool Works
ITW
$83.7B
– –
-899
Closed -$201K
LMT icon
123
Lockheed Martin
LMT
$138B
– –
-1,283
Closed -$485K
TD icon
124
Toronto Dominion Bank
TD
$200B
– –
-2,924
Closed -$205K
TXN icon
125
Texas Instruments
TXN
$260B
– –
-1,106
Closed -$213K
1 2 3 4
5

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LWA
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Lokken Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Lokken Investment Group held 125 positions worth $126M, up 2.5% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Lokken Investment Group deployed $4.22M of net new capital in Q3 2021, opening 10 new positions and adding to 44 existing holdings. Its largest new stake was Saba Closed-End Funds ETF: 37,467 shares worth $797K.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Cohen & Steers Closed End Opportunity Fund, an estimated $786K trimmed.

  • Lokken Investment Group's largest Q3 2021 buy was Saba Closed-End Funds ETF: 37,467 shares worth $797K.
  • Lokken Investment Group added most to PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund in Q3 2021, an estimated $1.36M increase.
  • Lokken Investment Group's biggest Q3 2021 reduction was Cohen & Steers Closed End Opportunity Fund, cutting an estimated $786K.
  • Lokken Investment Group fully exited Lockheed Martin in Q3 2021, selling an estimated $485K.
  • Lokken Investment Group's ten largest holdings make up 42% of its $126M portfolio in Q3 2021.
  • Lokken Investment Group opened 10 new positions and closed 4 in Q3 2021.
  • Lokken Investment Group's portfolio value rose 2.5% quarter-over-quarter to $126M.

Based on Lokken Investment Group's 13F filing for Q3 2021, filed 5 Nov 2021.