Lion Street Advisors’s PGIM Ultra Short Bond ETF PULS Stock Holding History

Lion Street Advisors’s Portfolio PULS Stock Details PULS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-141,859	Closed	-$7.06M	–	319
2025 Q2	$7.06M	Buy	141,859 +11,094	+8%	+$550K	2.14%	6
2025 Q1	$6.5M	Buy	130,765 +14,940	+13%	+$742K	2.07%	5
2024 Q4	$5.74M	Buy	115,825 +35,267	+44%	+$1.75M	1.83%	8
2024 Q3	$4.01M	Buy	80,558 +19,682	+32%	+$977K	1.4%	10
2024 Q2	$3.03M	Buy	60,876 +47,645	+360%	+$2.36M	1.12%	17
2024 Q1	$653K	Hold	13,231	–	–	0.27%	88
2023 Q4	$653K	Sell	13,231 -1,079	-8%	-$53.3K	0.27%	87
2023 Q3	$708K	Buy	+14,310	New	+$706K	0.23%	85

Other funds holding PULS

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Prudential Financial

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return