Lion Point Capital’s Banc of California BANC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-76,000	Closed	-$1.58M	–	23
2017 Q3	$1.58M	Hold	76,000	–	–	0.16%	17
2017 Q2	$1.63M	Hold	76,000	–	–	0.23%	17
2017 Q1	$1.57M	Buy	76,000 +5,000	+7%	+$103K	0.23%	17
2016 Q4	$1.23M	Buy	+71,000	New	+$1.23M	0.3%	15