Leonteq Securities AG’s HUMANIGEN, INC. HGEN Stock Holding History

Leonteq Securities AG’s Portfolio HGEN Stock Details HGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-100,000	Closed	-$15.2K	–	1321
2023 Q2	$15.2K	Hold	100,000	–	–	﹤0.01%	988
2023 Q1	$14.3K	Hold	100,000	–	–	﹤0.01%	969
2022 Q4	$12K	Hold	100,000	–	–	﹤0.01%	1032
2022 Q3	$18K	Buy	100,000 +90,000	+900%	+$48.4K	﹤0.01%	969
2022 Q2	$17.7K	Buy	10,000 +8,000	+400%	+$18K	﹤0.01%	995
2022 Q1	$6.02K	Sell	2,000 -3,000	-60%	-$8.03K	﹤0.01%	1154
2021 Q4	$18.6K	Sell	5,000 -5,500	-52%	-$32.2K	﹤0.01%	1062
2021 Q3	$62.3K	Buy	10,500 +10,000	+2,000%	+$140K	﹤0.01%	810
2021 Q2	$8.69K	Hold	500	–	–	﹤0.01%	1000
2021 Q1	$9.55K	Buy	+500	New	+$9.13K	﹤0.01%	931

Other funds holding HGEN

TCM

Triumph Capital Management Denver, Colorado $552M AUM 20.75% 1-Year Est. Return

DWP

Daymark Wealth Partners Cincinnati, Ohio $3.18B AUM 23.46% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Leonteq Securities AG's HGEN Position: Q3 2023 in Review

Leonteq Securities AG sold out of HUMANIGEN, INC. (HGEN) in Q3 2023, closing a stake of 100,000 shares — an estimated $15.2K sold.

Leonteq Securities AG first reported a position in HGEN in Q1 2021 and held it in 10 quarters. The position peaked at $62.3K in Q3 2021. 3 funds tracked by Wall St. Rank hold HGEN as of Q3 2023.

Leonteq Securities AG reported no remaining HUMANIGEN, INC. position as of Q3 2023 after selling out during the quarter.
Leonteq Securities AG sold 100,000 HUMANIGEN, INC. shares in Q3 2023, an estimated $15.2K.
Leonteq Securities AG first reported a position in HUMANIGEN, INC. in Q1 2021 and held it in 10 quarters.
Leonteq Securities AG's HUMANIGEN, INC. position peaked at $62.3K in Q3 2021.
3 funds tracked by Wall St. Rank held HUMANIGEN, INC. as of Q3 2023.

Based on Leonteq Securities AG's 13F filing for Q3 2023, filed 11 Mar 2026.