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LDFR

Lehman & Derafelo Financial Resources Portfolio holdings

AUM $337M
1-Year Est. Return 8.16%
This Fund
S&P 500
This Quarter Est. Return
+12.63%
1 Year Est. Return
-8.16%
3 Year Est. Return
+37.53%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$334M
AUM Growth
+$19.9M
Cap. Flow
-$13.4M
Cap. Flow %
-4%
Top 10 Hldgs %
62.78%
Holding
290
New
20
Increased
43
Reduced
34
Closed
63

Top Buys

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$4.34M
2
COF icon
Capital One
COF
+$4.28M
3
LBAY icon
Leatherback Long/Short Alternative Yield ETF
LBAY
+$2.12M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.03M
5
NEE icon
NextEra Energy
NEE
+$1.53M

Top Sells

Rank Stock Value
1
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$1.32M
2
CVX icon
Chevron
CVX
+$565K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$457K
4
PFE icon
Pfizer
PFE
+$341K
5
XYZ
Block Inc
XYZ
+$245K

Sector Composition

Rank Sector Weight
1 Utilities 38.05%
2 Financials 10.74%
3 Healthcare 8.06%
4 Consumer Discretionary 7.79%
5 Technology 5.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
276
CALL
Block Inc
XYZ
$47.5B
– –
-10,000
Closed -$1.63M
XYZ
277
Block Inc
XYZ
$47.5B
– –
-1,510
Closed -$245K
XYZ
278
PUT
Block Inc
XYZ
$47.5B
– –
-10,000
Closed -$1.63M
KA
279
DELISTED
Kineta, Inc. Common Stock
KA
– –
-77
Closed -$12K
SRNE
280
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-30,000
Closed -$335K
SRNE
281
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-3,100
Closed -$35K
CLVS
282
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-4,000
Closed -$23K
CLVS
283
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-20,000
Closed -$117K
GNOG
284
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-7,545
Closed -$108K
GNOG
285
PUT
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-20,000
Closed -$287K
CLDR
286
PUT
DELISTED
Cloudera, Inc.
CLDR
– –
-10,000
Closed -$109K
WORK
287
DELISTED
Slack Technologies, Inc.
WORK
– –
-300
Closed -$8K
WORK
288
PUT
DELISTED
Slack Technologies, Inc.
WORK
– –
-20,000
Closed -$537K
BMY.RT
289
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-1,507
Closed -$3K
BKK
290
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-87,956
Closed -$1.32M
8 9 10 11
12

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Lehman & Derafelo Financial Resources's Q4 2020 Portfolio in Review

As of Q4 2020, Lehman & Derafelo Financial Resources held 290 positions worth $334M, up 6.3% from $314M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Lehman & Derafelo Financial Resources withdrew a net $13.4M in Q4 2020, closing 63 positions and reducing 34 holdings. Its most notable exit was Blackrock Municipal 2020 Term Trust, an estimated $1.32M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 38% of assets, up from 36% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Lehman & Derafelo Financial Resources opened a new position in Capital One worth $4.97M.

  • Lehman & Derafelo Financial Resources's largest Q4 2020 buy was Capital One: 50,324 shares worth $4.97M.
  • Lehman & Derafelo Financial Resources added most to iShares US Medical Devices ETF in Q4 2020, an estimated $4.34M increase.
  • Lehman & Derafelo Financial Resources's biggest Q4 2020 reduction was Chevron, cutting an estimated $565K.
  • Lehman & Derafelo Financial Resources fully exited Blackrock Municipal 2020 Term Trust in Q4 2020, selling an estimated $1.32M.
  • Lehman & Derafelo Financial Resources's ten largest holdings make up 63% of its $334M portfolio in Q4 2020.
  • Lehman & Derafelo Financial Resources opened 20 new positions and closed 63 in Q4 2020.
  • Lehman & Derafelo Financial Resources's portfolio value rose 6.3% quarter-over-quarter to $334M.

Based on Lehman & Derafelo Financial Resources's 13F filing for Q4 2020, filed 20 Jan 2021.