Legg Mason’s Barrick Mining B Stock Holding History

Legg Mason’s Portfolio B Stock Details B Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-561,943	Closed	-$12M	–	24
2016 Q2	$12M	Sell	561,943 -18,057	-3%	-$322K	100%	1
2016 Q1	$7.88M	Hold	580,000	–	–	100%	1
2015 Q4	$4.28M	Sell	580,000 -57,000	-9%	-$425K	100%	1
2015 Q3	$4.05M	Sell	637,000 -52,000	-8%	-$391K	100%	1
2015 Q2	$7.34M	Hold	689,000	–	–	100%	1
2015 Q1	$7.55M	Hold	689,000	–	–	100%	1
2014 Q4	$7.41M	Sell	689,000 -7,000	-1%	-$86.3K	100%	1
2014 Q3	$10.2M	Sell	696,000 -11,000	-2%	-$196K	100%	1
2014 Q2	$12.9M	Hold	707,000	–	–	100%	1
2014 Q1	$12.6M	Sell	707,000 -15,000	-2%	-$290K	100%	1
2013 Q4	$12.7M	Buy	+722,000	New	+$12.7M	100%	1

Other funds holding B

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

First Eagle Investment Management New York $60.8B AUM 26.63% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

Legg Mason's B Position: Q3 2016 in Review

Legg Mason sold out of Barrick Mining (B) in Q3 2016, closing a stake of 561,943 shares — an estimated $12M sold.

Legg Mason first reported a position in B in Q4 2013 and held it in 11 quarters. The position peaked at $12.9M in Q2 2014. 459 funds tracked by Wall St. Rank hold B as of Q3 2016.

Legg Mason reported no remaining Barrick Mining position as of Q3 2016 after selling out during the quarter.
Legg Mason sold 561,943 Barrick Mining shares in Q3 2016, an estimated $12M.
Legg Mason first reported a position in Barrick Mining in Q4 2013 and held it in 11 quarters.
Legg Mason's Barrick Mining position peaked at $12.9M in Q2 2014.
459 funds tracked by Wall St. Rank held Barrick Mining as of Q3 2016.

Based on Legg Mason's 13F filing for Q3 2016, filed 14 Nov 2016.