Lebenthal Holdings’s Rio Tinto RIO Stock Holding History

Lebenthal Holdings’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,325	Closed	-$417K	–	329
2015 Q2	$417K	Buy	10,325 +1,702	+20%	+$74.7K	0.09%	230
2015 Q1	$357K	Buy	8,623 +1,792	+26%	+$81K	0.08%	239
2014 Q4	$315K	Buy	+6,831	New	+$322K	0.14%	159

Other funds holding RIO

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

SCM

Snow Capital Management Sewickley, Pennsylvania $703M AUM 76.26% 1-Year Est. Return

Lebenthal Holdings's RIO Position: Q3 2015 in Review

Lebenthal Holdings sold out of Rio Tinto (RIO) in Q3 2015, closing a stake of 10,325 shares — an estimated $417K sold.

Lebenthal Holdings first reported a position in RIO in Q4 2014 and held it in 3 quarters. The position peaked at $417K in Q2 2015. 282 funds tracked by Wall St. Rank hold RIO as of Q3 2015.

Lebenthal Holdings reported no remaining Rio Tinto position as of Q3 2015 after selling out during the quarter.
Lebenthal Holdings sold 10,325 Rio Tinto shares in Q3 2015, an estimated $417K.
Lebenthal Holdings first reported a position in Rio Tinto in Q4 2014 and held it in 3 quarters.
Lebenthal Holdings's Rio Tinto position peaked at $417K in Q2 2015.
282 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2015.

Based on Lebenthal Holdings's 13F filing for Q3 2015, filed 12 Nov 2015.